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Guggenheim Strategic Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$58.7M +$1.87M +118,811 +3%
UBS Group
2
UBS Group
Switzerland
$21.6M -$639K -40,526 -3%
Osaic Holdings
3
Osaic Holdings
Arizona
$12.7M +$2.39M +151,776 +22%
PCIA
4
Prime Capital Investment Advisors
Kansas
$10.5M +$3.21M +203,937 +42%
Ameriprise
5
Ameriprise
Minnesota
$8.48M -$2.21M -139,970 -20%
LPL Financial
6
LPL Financial
California
$7.62M +$257K +16,320 +3%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$7.56M -$30K -1,901 -0.4%
Cohen & Steers
8
Cohen & Steers
New York
$7.12M -$1.23M -78,087 -14%
RB
9
Richmond Brothers
Michigan
$6.75M +$4.22M +267,953 +153%
AWS
10
Atria Wealth Solutions
New York
$5.53M +$3.92M +248,916 +218%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$5.17M -$185K -11,758 -3%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$5.01M -$2.24M -142,145 -30%
AAM
13
Advisors Asset Management
Colorado
$4.71M -$208K -13,172 -4%
CAN
14
Cetera Advisor Networks
California
$3.93M +$3.25M +206,490 +401%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$3.75M -$1.52M -96,454 -28%
Bank of America
16
Bank of America
North Carolina
$3.48M -$189K -11,975 -5%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$3.37M -$442K -28,021 -11%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$3.2M +$678K +43,022 +26%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$3.07M +$301K +19,131 +10%
CAPTRUST Financial Advisors
20
CAPTRUST Financial Advisors
North Carolina
$3.07M +$1.83M +116,432 +137%
MGWM
21
Marks Group Wealth Management
Minnesota
$2.96M +$57.7K +3,660 +2%
BCA
22
Bay Colony Advisors
Massachusetts
$2.64M -$21.2K -1,343 -0.8%
VCP
23
Verus Capital Partners
Arizona
$2.61M -$745K -47,284 -22%
MFWP
24
Mosaic Family Wealth Partners
Missouri
$2.51M +$2.6M +165,082 New
SPC
25
Sigma Planning Corp
Michigan
$2.41M +$139K +8,821 +6%