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Guggenheim Strategic Opportunities Fund
GOF

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$27M +$1.06M +52,687 +4%
UBS Group
2
UBS Group
Switzerland
$6.72M +$318K +15,788 +5%
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$5.85M +$1.03M +51,277 +22%
AG
4
Advisor Group
Arizona
$4.6M +$416K +20,696 +10%
Invesco
5
Invesco
Georgia
$4.38M +$424K +21,092 +11%
Bank of America
6
Bank of America
North Carolina
$3.79M +$1.54M +76,300 +70%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$3.41M -$52.8K -2,624 -2%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$2.96M +$405K +20,128 +16%
Ameriprise
9
Ameriprise
Minnesota
$2.96M +$586K +29,122 +25%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$2.79M +$59.3K +2,948 +2%
MML Investors Services
11
MML Investors Services
Massachusetts
$2.42M +$132K +6,577 +6%
RJA
12
Raymond James & Associates
Florida
$2.12M +$490K +24,347 +31%
Northwestern Mutual Wealth Management
13
Northwestern Mutual Wealth Management
Wisconsin
$2.1M +$144K +7,171 +8%
PCIA
14
Prime Capital Investment Advisors
Kansas
$2.07M +$462K +22,977 +29%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$2.07M +$174K +8,647 +9%
SPC
16
Sigma Planning Corp
Michigan
$1.71M +$512K +25,448 +44%
MFW
17
Mosaic Family Wealth
Missouri
$1.62M +$17.1K +850 +1%
Cohen & Steers
18
Cohen & Steers
New York
$1.54M -$4.14M -205,986 -73%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$1.1M -$202K -10,048 -16%
Bank of Montreal
20
Bank of Montreal
Ontario, Canada
$1.08M – – –
BTS
21
BB&T Securities
Virginia
$1.02M +$42.2K +2,098 +4%
Wells Fargo
22
Wells Fargo
California
$732K -$384K -19,078 -35%
CAN
23
Cetera Advisor Networks
California
$669K +$81.4K +4,046 +14%
PAG
24
Private Advisor Group
New Jersey
$652K +$2.41K +120 +0.4%
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$511K +$362 +18 +0.1%
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