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Guggenheim Strategic Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$109M +$6.34M +434,466 +6%
LPL Financial
2
LPL Financial
California
$30.5M +$1.58M +108,163 +6%
VCP
3
Verus Capital Partners
Arizona
$28M +$4.44M +304,540 +19%
UBS Group
4
UBS Group
Switzerland
$22.7M +$733K +50,267 +3%
Raymond James Financial
5
Raymond James Financial
Florida
$14.3M -$3.01M -206,226 -18%
MML Investors Services
6
MML Investors Services
Massachusetts
$11.9M +$71K +4,864 +0.6%
Osaic Holdings
7
Osaic Holdings
Arizona
$11.5M +$335K +22,935 +3%
CW
8
CreativeOne Wealth
Kansas
$11M +$846K +57,982 +8%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$10.9M +$4.42M +302,847 +71%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$10.1M +$1.06M +72,557 +12%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$9.81M +$593K +40,682 +7%
Bank of America
12
Bank of America
North Carolina
$8.2M +$312K +21,357 +4%
PFA
13
Petra Financial Advisors
Colorado
$6.63M +$3.38M +231,751 +109%
SAM
14
Secure Asset Management
Michigan
$6.46M -$146K -10,006 -2%
PCIA
15
Prime Capital Investment Advisors
Kansas
$6.33M -$4.41M -302,444 -42%
Cohen & Steers
16
Cohen & Steers
New York
$5.16M -$584K -40,000 -10%
Truist Financial
17
Truist Financial
North Carolina
$4.71M +$1.38M +94,504 +43%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$4.48M -$5.4M -370,473 -55%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$4.22M +$296K +20,285 +8%
RB
20
Richmond Brothers
Michigan
$3.55M +$120K +8,200 +4%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$3.52M -$5.96M -408,639 -63%
AIP
22
Almanack Investment Partners
Pennsylvania
$3.43M +$6.46K +443 +0.2%
MFWP
23
Mosaic Family Wealth Partners
Missouri
$3.38M +$132K +9,040 +4%
BCA
24
Bay Colony Advisors
Massachusetts
$3.32M -$523K -35,870 -14%
IIM
25
Illumine Investment Management
Washington
$3.23M +$42.4K +2,905 +1%