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Guggenheim Strategic Opportunities Fund
GOF

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$25.3M +$75.8K +3,483 +0.3%
UBS Group
2
UBS Group
Switzerland
$5.47M +$158K +7,272 +3%
Cohen & Steers
3
Cohen & Steers
New York
$4.03M -$704K -32,368 -14%
Bank of America
4
Bank of America
North Carolina
$3.74M +$1.5M +68,820 +63%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$2.94M +$406K +18,645 +15%
Invesco
6
Invesco
Georgia
$2.8M -$143K -6,558 -5%
MML Investors Services
7
MML Investors Services
Massachusetts
$2.39M +$1.12M +51,279 +82%
AG
8
Advisor Group
Arizona
$2.33M +$1.03M +47,331 +74%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.23M -$2.17M -99,520 -48%
Northwestern Mutual Wealth Management
10
Northwestern Mutual Wealth Management
Wisconsin
$2.11M +$2M +91,909 +1,061%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$1.88M +$174K +7,994 +10%
RJA
12
Raymond James & Associates
Florida
$1.67M +$138K +6,328 +9%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$1.66M +$262K +12,023 +18%
Ameriprise
14
Ameriprise
Minnesota
$1.47M +$219K +10,062 +17%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$1.44M +$181K +8,320 +14%
MFW
16
Mosaic Family Wealth
Missouri
$1.43M +$43K +1,974 +3%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$1.35M +$189K +8,687 +16%
AAM
18
Advisors Asset Management
Colorado
$1.33M -$68.2K -3,135 -5%
PCIA
19
Prime Capital Investment Advisors
Kansas
$1.22M -$150K -6,915 -11%
CWM
20
Cornerstone Wealth Management
Missouri
$1.15M -$785K -36,074 -59%
SPC
21
Sigma Planning Corp
Michigan
$1.14M +$96.2K +4,420 +9%
Wells Fargo
22
Wells Fargo
California
$1.11M -$12K -551 -1%
JG
23
Jefferies Group
New York
$776K +$304K +13,992 +61%
Bank of Montreal
24
Bank of Montreal
Ontario, Canada
$735K +$435K +20,000 +133%
BTS
25
BB&T Securities
Virginia
$501K -$7.31K -336 -1%
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