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Guggenheim Strategic Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$115M +$2.59M +168,552 +2%
LPL Financial
2
LPL Financial
California
$25.1M +$4.04M +262,769 +20%
UBS Group
3
UBS Group
Switzerland
$19.1M +$648K +42,188 +4%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$12.7M +$478K +31,104 +4%
VCP
5
Verus Capital Partners
Arizona
$11.4M +$2.95M +191,787 +36%
PCIA
6
Prime Capital Investment Advisors
Kansas
$10.8M -$5.88M -382,953 -36%
CW
7
CreativeOne Wealth
Kansas
$8.82M +$534K +34,720 +7%
Osaic Holdings
8
Osaic Holdings
Arizona
$8.37M +$120K +7,838 +1%
Cohen & Steers
9
Cohen & Steers
New York
$7.88M -$3.61M -234,976 -32%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$7.34M +$1.67M +108,672 +30%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$7.19M -$26.3K -1,714 -0.4%
Bank of America
12
Bank of America
North Carolina
$7.08M +$569K +37,028 +9%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$5.8M -$288K -18,740 -5%
PFA
14
Petra Financial Advisors
Colorado
$5.33M +$1.06M +69,302 +26%
SAM
15
Secure Asset Management
Michigan
$5.26M +$19.7K +1,284 +0.4%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$5.05M +$118K +7,687 +2%
TI
17
TrueMark Investments
Illinois
$4.66M -$84K -5,468 -2%
MML Investors Services
18
MML Investors Services
Massachusetts
$4.62M +$779K +50,699 +21%
BCA
19
Bay Colony Advisors
Massachusetts
$4.53M -$46.8K -3,045 -1%
RB
20
Richmond Brothers
Michigan
$4.49M -$186K -12,114 -4%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$4.4M +$321K +20,895 +8%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$4.11M -$86.1K -5,601 -2%
MFWP
23
Mosaic Family Wealth Partners
Missouri
$3.39M +$257K +16,748 +8%
Baird Financial Group
24
Baird Financial Group
Wisconsin
$3.38M -$459K -29,897 -12%
RJA
25
Raymond James & Associates
Florida
$3.18M +$881K +57,314 +40%