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Guggenheim Strategic Opportunities Fund
GOF

Name Holding Trade Value Shares
Change 		Change in
Stake
GC
1
Guggenheim Capital
Illinois
$8.61M – – –
Morgan Stanley
2
Morgan Stanley
New York
$8.13M +$2.58M +137,057 +43%
Bank of America
3
Bank of America
North Carolina
$4.35M -$667K -35,425 -13%
Bessemer Group
4
Bessemer Group
New Jersey
$3.84M +$4.05M +215,000 New
UBS Group
5
UBS Group
Switzerland
$3.8M -$41.7K -2,213 -1%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.56M +$7.53K +400 +0.5%
Wells Fargo
7
Wells Fargo
California
$1.22M -$254K -13,493 -17%
LPL Financial
8
LPL Financial
California
$1.19M -$220K -11,702 -15%
NPC
9
National Planning Corporation
California
$1.07M +$43.2K +2,293 +4%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$1.04M +$699K +37,111 +177%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$990K -$1.4M -74,589 -57%
SPC
12
Sigma Planning Corp
Michigan
$883K -$99.7K -5,295 -10%
UR
13
USCA RIA
Texas
$768K +$474K +25,205 +142%
RJA
14
Raymond James & Associates
Florida
$767K +$333K +17,671 +70%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$753K -$10.1K -538 -1%
BW
16
Bison Wealth
Georgia
$608K +$584 +31 +0.1%
BTS
17
BB&T Securities
Virginia
$420K +$3.43K +182 +0.8%
SCM
18
Sterneck Capital Management
Missouri
$329K – – –
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$267K +$281K +14,919 New
WA
20
WFG Advisors
Texas
$261K +$12.4K +661 +5%
DA
21
Doliver Advisors
Texas
$259K -$494K -26,263 -64%
MFS
22
MSI Financial Services
Massachusetts
$259K +$8K +425 +3%
AIG
23
American International Group
New York
$95K +$1.41K +75 +1%
CCP
24
Clough Capital Partners
Massachusetts
$93K -$118K -6,278 -55%
Creative Planning
25
Creative Planning
Kansas
$65K +$68.8K +3,657 New
1
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