NWAM LLC’s Guggenheim Strategic Opportunities Fund GOF Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-38,857	Closed	-$853K	–	351
2018 Q2	$853K	Buy	38,857 +16,883	+77%	+$371K	0.2%	111
2018 Q1	$446K	Buy	+21,974	New	+$446K	0.11%	188