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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBHY icon
451
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF
BBHY
$614M
$2.25M 0.03%
49,045
+20,525
+72% +$952K
SNOW icon
452
Snowflake
SNOW
$92.9B
$2.24M 0.03%
14,885
+1,277
+9% +$236K
IDMO icon
453
Invesco S&P International Developed Momentum ETF
IDMO
$3.99B
$2.24M 0.03%
40,824
+25,428
+165% +$1.45M
HAL icon
454
Halliburton
HAL
$27.9B
$2.23M 0.03%
57,272
+46,822
+448% +$1.62M
PGR icon
455
Progressive
PGR
$124B
$2.22M 0.03%
11,214
-4,167
-27% -$860K
IYK icon
456
iShares US Consumer Staples ETF
IYK
$1.39B
$2.21M 0.03%
31,536
-12,086
-28% -$869K
CW icon
457
Curtiss-Wright
CW
$27.7B
$2.21M 0.03%
3,238
-203
-6% -$135K
PSX icon
458
Phillips 66
PSX
$82.9B
$2.2M 0.03%
12,077
+1,003
+9% +$157K
CWB icon
459
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$2.19M 0.03%
23,946
+1,192
+5% +$111K
TD icon
460
Toronto Dominion Bank
TD
$198B
$2.19M 0.03%
23,451
+2,417
+11% +$230K
FTHI icon
461
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.36B
$2.18M 0.03%
95,194
+3,015
+3% +$71.1K
VEEV icon
462
Veeva Systems
VEEV
$30.3B
$2.18M 0.03%
12,399
+509
+4% +$100K
BUFF icon
463
Innovator Laddered Allocation Power Buffer ETF
BUFF
$895M
$2.18M 0.03%
44,023
+17,811
+68% +$891K
URI icon
464
United Rentals
URI
$71.1B
$2.17M 0.03%
2,981
+203
+7% +$171K
FTCS icon
465
First Trust Capital Strength ETF
FTCS
$7.88B
$2.16M 0.03%
23,325
-474
-2% -$45.5K
BX icon
466
Blackstone
BX
$104B
$2.16M 0.03%
18,759
-3,982
-18% -$518K
SPYG icon
467
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$2.16M 0.03%
22,030
-245,090
-92% -$25.5M
SHEL icon
468
Shell
SHEL
$245B
$2.15M 0.03%
23,153
+11,126
+93% +$899K
ALLE icon
469
Allegion
ALLE
$13B
$2.15M 0.03%
14,800
-6,195
-30% -$988K
SPSB icon
470
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$2.13M 0.03%
70,998
-14,946
-17% -$451K
ROST icon
471
Ross Stores
ROST
$76.6B
$2.13M 0.03%
9,855
-249
-2% -$49.6K
QTEC icon
472
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.4B
$2.13M 0.03%
9,872
+321
+3% +$73.4K
HWM icon
473
Howmet Aerospace
HWM
$116B
$2.11M 0.03%
9,176
+1,603
+21% +$374K
BUFD icon
474
FT Vest Fund of Deep Buffer ETFs
BUFD
$1.93B
$2.09M 0.03%
74,679
+3,607
+5% +$102K
FEM icon
475
First Trust Emerging Markets AlphaDEX Fund
FEM
$745M
$2.09M 0.03%
69,621
+1,117
+2% +$33.3K
17 18
19
20 21

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.