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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UL icon
401
Unilever
UL
$131B
$2.65M 0.04%
46,551
+5,369
+13% +$360K
REGL icon
402
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.77B
$2.64M 0.04%
30,569
+552
+2% +$49.1K
GDX icon
403
VanEck Gold Miners ETF
GDX
$23B
$2.64M 0.04%
28,770
-45
-0.2% -$4.43K
TFLR icon
404
T. Rowe Price Floating Rate ETF
TFLR
$668M
$2.64M 0.04%
52,411
+31,159
+147% +$1.59M
SCZ icon
405
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$2.63M 0.04%
33,557
+15
+0% +$1.22K
FTNT icon
406
Fortinet
FTNT
$112B
$2.63M 0.04%
32,179
+13,329
+71% +$1.08M
QTUM icon
407
Defiance Quantum ETF
QTUM
$5.25B
$2.61M 0.04%
24,304
-1,128
-4% -$129K
VIG icon
408
Vanguard Dividend Appreciation ETF
VIG
$111B
$2.6M 0.04%
12,099
+7,230
+148% +$1.61M
HSY icon
409
Hershey
HSY
$35.4B
$2.59M 0.04%
12,475
-6,405
-34% -$1.35M
FANG icon
410
Diamondback Energy
FANG
$57.6B
$2.59M 0.04%
13,085
+620
+5% +$105K
XLB icon
411
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$2.57M 0.04%
+51,419
New +$2.58M
RTO icon
412
Rentokil
RTO
$14.3B
$2.56M 0.04%
81,221
+5,203
+7% +$164K
VOT icon
413
Vanguard Mid-Cap Growth ETF
VOT
$19B
$2.55M 0.04%
9,915
-606
-6% -$166K
NOC icon
414
Northrop Grumman
NOC
$77B
$2.55M 0.04%
3,735
-93
-2% -$64.3K
BTI icon
415
British American Tobacco
BTI
$132B
$2.54M 0.04%
43,500
+6,316
+17% +$374K
SCHR
416
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.2B
$2.54M 0.04%
101,926
+7,473
+8% +$187K
FDMO icon
417
Fidelity Momentum Factor ETF
FDMO
$934M
$2.53M 0.04%
+31,598
New +$2.66M
RECS icon
418
Columbia Research Enhanced Core ETF
RECS
$5.89B
$2.49M 0.04%
63,806
+22,672
+55% +$919K
SPHY icon
419
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.4B
$2.47M 0.04%
105,715
-443,940
-81% -$10.5M
MPC icon
420
Marathon Petroleum
MPC
$90.3B
$2.45M 0.04%
10,031
+826
+9% +$167K
FISR icon
421
State Street Fixed Income Sector Rotation ETF
FISR
$484M
$2.44M 0.04%
94,680
+72,372
+324% +$1.88M
SLB icon
422
SLB Ltd
SLB
$77.8B
$2.43M 0.04%
47,334
+36,823
+350% +$1.79M
IWF icon
423
iShares Russell 1000 Growth ETF
IWF
$122B
$2.41M 0.04%
22,636
+2,000
+10% +$227K
STRL icon
424
Sterling Infrastructure
STRL
$20.3B
$2.41M 0.04%
5,919
+512
+9% +$200K
DHI icon
425
D.R. Horton
DHI
$41B
$2.39M 0.04%
17,433
+1,187
+7% +$179K
15 16
17
18 19

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.