We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONEQ icon
351
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
$3.24M 0.05%
38,181
+2,412
+7% +$217K
TM icon
352
Toyota
TM
$210B
$3.23M 0.05%
15,687
+180
+1% +$40.7K
TUA icon
353
Simplify Short Term Treasury Futures Strategy ETF
TUA
$712M
$3.22M 0.05%
152,411
+22,756
+18% +$492K
WMB icon
354
Williams Companies
WMB
$90.5B
$3.19M 0.05%
43,826
-7,242
-14% -$501K
VV icon
355
Vanguard Large-Cap ETF
VV
$51.9B
$3.19M 0.05%
10,671
+571
+6% +$179K
BINC icon
356
BlackRock Flexible Income ETF
BINC
$16B
$3.17M 0.05%
60,964
+5,224
+9% +$275K
CRWD icon
357
CrowdStrike
CRWD
$187B
$3.16M 0.05%
32,332
-9,576
-23% -$1.01M
FCX icon
358
Freeport-McMoran
FCX
$90B
$3.07M 0.05%
52,227
+14,032
+37% +$848K
WM icon
359
Waste Management
WM
$95.9B
$3.07M 0.05%
13,357
+1,932
+17% +$444K
GSK icon
360
GSK
GSK
$103B
$3.07M 0.05%
55,574
+11,284
+25% +$611K
CGMM
361
Capital Group U.S. Small and Mid Cap ETF
CGMM
$3.06B
$3.03M 0.04%
103,089
+12,229
+13% +$371K
SRLN icon
362
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$3.01M 0.04%
74,963
+15,931
+27% +$647K
SPEM icon
363
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$3M 0.04%
64,004
+31,342
+96% +$1.53M
ADSK icon
364
Autodesk
ADSK
$44.3B
$3M 0.04%
12,532
-496
-4% -$125K
SLV icon
365
iShares Silver Trust
SLV
$28.1B
$2.98M 0.04%
43,755
-4,732
-10% -$360K
TMUS icon
366
T-Mobile US
TMUS
$193B
$2.97M 0.04%
14,129
+811
+6% +$167K
CVS icon
367
CVS Health
CVS
$137B
$2.96M 0.04%
41,146
+1,253
+3% +$96.5K
EFG icon
368
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$2.95M 0.04%
26,484
+10,727
+68% +$1.26M
PRN icon
369
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$432M
$2.94M 0.04%
15,115
+891
+6% +$176K
SHOP icon
370
Shopify
SHOP
$148B
$2.94M 0.04%
24,774
+6,751
+37% +$887K
VRTX icon
371
Vertex Pharmaceuticals
VRTX
$121B
$2.94M 0.04%
6,578
+259
+4% +$121K
CEG icon
372
Constellation Energy
CEG
$98B
$2.93M 0.04%
10,508
+2,220
+27% +$675K
KJUL icon
373
Innovator US Small Cap Power Buffer ETF July
KJUL
$207M
$2.9M 0.04%
90,433
-235
-0.3% -$7.58K
IETC icon
374
iShares US Tech Independence Focused ETF
IETC
$722M
$2.89M 0.04%
+32,743
New +$3.1M
FDEM icon
375
Fidelity Emerging Markets Multifactor ETF
FDEM
$563M
$2.88M 0.04%
91,135
+22,748
+33% +$750K
13 14
15
16 17

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.