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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANGL icon
301
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.07B
$4.18M 0.06%
145,600
+12,678
+10% +$372K
MOAT icon
302
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$4.18M 0.06%
43,185
+2,709
+7% +$281K
EFA icon
303
iShares MSCI EAFE ETF
EFA
$76.4B
$4.15M 0.06%
42,762
+21,223
+99% +$2.12M
APH icon
304
Amphenol
APH
$188B
$4.15M 0.06%
32,818
-971
-3% -$137K
IYJ icon
305
iShares US Industrials ETF
IYJ
$1.98B
$4.14M 0.06%
28,067
+1,916
+7% +$296K
WEC icon
306
WEC Energy
WEC
$37.7B
$4.1M 0.06%
35,373
+3,743
+12% +$421K
GILD icon
307
Gilead Sciences
GILD
$161B
$4.08M 0.06%
29,286
+4,337
+17% +$607K
XLF icon
308
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$4.08M 0.06%
82,643
-14,607
-15% -$761K
QQQM icon
309
Invesco NASDAQ 100 ETF
QQQM
$95.1B
$4.06M 0.06%
17,070
+2,435
+17% +$609K
RCL icon
310
Royal Caribbean
RCL
$78.7B
$4.04M 0.06%
14,692
-29
-0.2% -$8.64K
SPDW icon
311
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.7B
$4.03M 0.06%
88,356
+33,465
+61% +$1.57M
BUFB icon
312
Innovator Laddered Allocation Buffer ETF
BUFB
$314M
$4.03M 0.06%
112,158
+35,354
+46% +$1.3M
IDHQ icon
313
Invesco S&P International Developed Quality ETF
IDHQ
$908M
$4.03M 0.06%
113,830
+81,922
+257% +$3.05M
INTC icon
314
Intel
INTC
$466B
$3.98M 0.06%
90,128
+4,459
+5% +$204K
THRO
315
iShares U.S. Thematic Rotation Active ETF
THRO
$6.38B
$3.97M 0.06%
109,733
+19,990
+22% +$762K
CHKP icon
316
Check Point Software Technologies
CHKP
$13.3B
$3.88M 0.06%
27,157
+3,697
+16% +$619K
BDX icon
317
Becton Dickinson
BDX
$43.1B
$3.81M 0.06%
24,200
+249
+1% +$45.7K
CL icon
318
Colgate-Palmolive
CL
$72.6B
$3.8M 0.06%
44,539
+26,307
+144% +$2.34M
BMY icon
319
Bristol-Myers Squibb
BMY
$127B
$3.79M 0.06%
62,512
+5,585
+10% +$326K
OMC icon
320
Omnicom Group
OMC
$22.7B
$3.76M 0.06%
49,875
-2,071
-4% -$161K
PANW icon
321
Palo Alto Networks
PANW
$264B
$3.65M 0.05%
22,736
-533
-2% -$89.5K
FDX icon
322
FedEx
FDX
$74.5B
$3.63M 0.05%
10,186
+1,995
+24% +$693K
IHDG icon
323
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.19B
$3.61M 0.05%
75,052
+2,445
+3% +$122K
IQLT icon
324
iShares MSCI Intl Quality Factor ETF
IQLT
$13.6B
$3.61M 0.05%
78,141
-4,621
-6% -$219K
AVDV icon
325
Avantis International Small Cap Value ETF
AVDV
$18.9B
$3.6M 0.05%
36,088
+7,903
+28% +$806K
11 12
13
14 15

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.