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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USB icon
276
US Bancorp
USB
$99.6B
$4.66M 0.07%
89,620
+10,244
+13% +$563K
CIBR icon
277
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
$4.65M 0.07%
74,256
+13,725
+23% +$920K
IWR icon
278
iShares Russell Mid-Cap ETF
IWR
$56.8B
$4.59M 0.07%
47,256
-1,646
-3% -$164K
ETN icon
279
Eaton
ETN
$157B
$4.56M 0.07%
12,759
-589
-4% -$210K
ABNB icon
280
Airbnb
ABNB
$83.7B
$4.56M 0.07%
36,137
-2,817
-7% -$366K
BENJ
281
Horizon Landmark ETF
BENJ
$267M
$4.55M 0.07%
86,992
+6,555
+8% +$342K
CI icon
282
Cigna
CI
$76.6B
$4.55M 0.07%
17,057
+3,065
+22% +$848K
COWG icon
283
Pacer US Large Cap Cash Cows Growth Leaders ETF
COWG
$2.19B
$4.49M 0.07%
133,080
+11,303
+9% +$396K
SYK icon
284
Stryker
SYK
$127B
$4.48M 0.07%
13,640
+5,529
+68% +$1.99M
LMT icon
285
Lockheed Martin
LMT
$134B
$4.46M 0.07%
7,371
-3,292
-31% -$2.03M
JPST icon
286
JPMorgan Ultra-Short Income ETF
JPST
$40B
$4.43M 0.06%
87,475
+5,328
+6% +$270K
NVT icon
287
nVent Electric
NVT
$24.5B
$4.41M 0.06%
37,323
+10,969
+42% +$1.25M
APD icon
288
Air Products & Chemicals
APD
$66.3B
$4.4M 0.06%
15,134
-210
-1% -$57.9K
XLK icon
289
State Street Technology Select Sector SPDR ETF
XLK
$115B
$4.34M 0.06%
32,686
+1,810
+6% +$255K
XLC icon
290
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
$4.34M 0.06%
39,163
+4,876
+14% +$564K
ITM icon
291
VanEck Intermediate Muni ETF
ITM
$2.14B
$4.33M 0.06%
93,331
+1,505
+2% +$71.2K
GEV icon
292
GE Vernova
GEV
$270B
$4.33M 0.06%
4,964
+1,568
+46% +$1.22M
SPHQ icon
293
Invesco S&P 500 Quality ETF
SPHQ
$19.4B
$4.31M 0.06%
57,270
-2,875
-5% -$224K
XLSR icon
294
State Street US Sector Rotation ETF
XLSR
$996M
$4.27M 0.06%
74,030
+37,154
+101% +$2.26M
FOXY
295
Simplify Currency Strategy ETF
FOXY
$357M
$4.27M 0.06%
+146,122
New +$4.23M
IAGG icon
296
iShares Core International Aggregate Bond Fund
IAGG
$10.6B
$4.27M 0.06%
85,342
+13,039
+18% +$655K
MGK icon
297
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$4.22M 0.06%
57,425
-9,105
-14% -$715K
NOCT icon
298
Innovator Growth-100 Power Buffer ETF October
NOCT
$226M
$4.21M 0.06%
74,681
+431
+0.6% +$24.9K
IYC icon
299
iShares US Consumer Discretionary ETF
IYC
$1.12B
$4.2M 0.06%
43,334
+4,884
+13% +$498K
CME icon
300
CME Group
CME
$92.2B
$4.2M 0.06%
14,217
-863
-6% -$256K
10 11
12
13 14

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.