Principal Securities’s Innovator Growth-100 Power Buffer ETF October NOCT Stock Holding History

Principal Securities’s Portfolio NOCT Stock Details NOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$7.75M	Buy	124,009 +49,328	+66%	+$3.01M	0.09%	195
2026 Q1	$4.21M	Buy	74,681 +431	+0.6%	+$24.9K	0.06%	298
2025 Q4	$4.3M	Buy	74,250 +9,849	+15%	+$565K	0.07%	274
2025 Q3	$3.66M	Sell	64,401 -249	-0.4%	-$13.9K	0.06%	291
2025 Q2	$3.52M	Sell	64,650 -1,294	-2%	-$66.4K	0.07%	274
2025 Q1	$3.39M	Hold	65,944	–	–	0.08%	251
2024 Q4	$3.39M	Buy	65,944 +62,057	+1,597%	+$3.15M	0.08%	250
2024 Q3	$194K	Hold	3,887	–	–	﹤0.01%	1116
2024 Q2	$191K	Buy	3,887 +227	+6%	+$10.9K	0.01%	1057
2024 Q1	$174K	Hold	3,660	–	–	0.01%	1062
2023 Q4	$168K	Buy	+3,660	New	+$161K	0.01%	992

Other funds holding NOCT

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

IMC

Investment Management Corporation Roanoke, Virginia $120M AUM 23.03% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

Element Squared Minneapolis, Minnesota $201M AUM 27.42% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Principal Securities's NOCT Position: Q2 2026 in Review

Principal Securities increased its Innovator Growth-100 Power Buffer ETF October (NOCT) stake by 66% in Q2 2026, buying an estimated $3.01M and bringing the position to 124,009 shares worth $7.75M. The position accounts for 0.09% of the portfolio, ranked #195.

Principal Securities first reported a position in NOCT in Q4 2023 and has held it in 11 quarters since. 105 funds tracked by Wall St. Rank hold NOCT as of Q2 2026.

Principal Securities held 124,009 shares of Innovator Growth-100 Power Buffer ETF October worth $7.75M as of Q2 2026.
Principal Securities bought 49,328 Innovator Growth-100 Power Buffer ETF October shares in Q2 2026, an estimated $3.01M.
Innovator Growth-100 Power Buffer ETF October made up 0.09% of Principal Securities's portfolio in Q2 2026, its #195 holding.
Principal Securities first reported a position in Innovator Growth-100 Power Buffer ETF October in Q4 2023 and has held it in 11 quarters since.
105 funds tracked by Wall St. Rank held Innovator Growth-100 Power Buffer ETF October as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.