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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDNS icon
326
Cadence Design Systems
CDNS
$90B
$3.59M 0.05%
12,936
-906
-7% -$270K
VLO icon
327
Valero Energy
VLO
$89.8B
$3.56M 0.05%
14,402
+2,353
+20% +$485K
IHI icon
328
iShares US Medical Devices ETF
IHI
$3.02B
$3.55M 0.05%
66,566
-2,276
-3% -$134K
HON icon
329
Honeywell
HON
$77.1B
$3.55M 0.05%
15,711
+1,387
+10% +$317K
INTU icon
330
Intuit
INTU
$81.1B
$3.55M 0.05%
8,206
+1,976
+32% +$943K
GD icon
331
General Dynamics
GD
$105B
$3.52M 0.05%
10,246
+1,865
+22% +$662K
FDL icon
332
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$3.51M 0.05%
69,131
+602
+0.9% +$29.4K
GRID
333
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.4B
$3.5M 0.05%
21,383
+5,396
+34% +$897K
XLU icon
334
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$3.46M 0.05%
75,454
-5,261
-7% -$236K
VXUS icon
335
Vanguard Total International Stock ETF
VXUS
$153B
$3.46M 0.05%
44,898
+11,065
+33% +$878K
PFE icon
336
Pfizer
PFE
$140B
$3.45M 0.05%
122,982
-1,880
-2% -$50.1K
ITA icon
337
iShares US Aerospace & Defense ETF
ITA
$14.2B
$3.44M 0.05%
15,748
-16,564
-51% -$3.88M
WDC icon
338
Western Digital
WDC
$179B
$3.43M 0.05%
12,680
+3,968
+46% +$1.04M
DHR icon
339
Danaher
DHR
$135B
$3.4M 0.05%
17,915
-4,743
-21% -$1.01M
XLG icon
340
Invesco S&P 500 Top 50 ETF
XLG
$10.5B
$3.38M 0.05%
61,967
-19,615
-24% -$1.13M
BNY
341
Bank of New York Mellon
BNY
$108B
$3.37M 0.05%
28,420
+1,962
+7% +$233K
VUG icon
342
Vanguard Growth ETF
VUG
$216B
$3.36M 0.05%
46,218
-1,206
-3% -$93.8K
SIVR icon
343
abrdn Physical Silver Shares ETF
SIVR
$4.04B
$3.35M 0.05%
46,761
-9,549
-17% -$762K
SNA icon
344
Snap-on
SNA
$20.9B
$3.35M 0.05%
9,218
+617
+7% +$229K
VDE icon
345
Vanguard Energy ETF
VDE
$10.1B
$3.34M 0.05%
19,329
+9,506
+97% +$1.44M
ACN icon
346
Accenture
ACN
$89.9B
$3.33M 0.05%
16,778
-6,228
-27% -$1.45M
ADI icon
347
Analog Devices
ADI
$181B
$3.32M 0.05%
10,443
+1,062
+11% +$338K
CMI icon
348
Cummins
CMI
$91.7B
$3.3M 0.05%
6,127
+55
+0.9% +$31.1K
WELL icon
349
Welltower
WELL
$178B
$3.26M 0.05%
16,506
+1,865
+13% +$369K
TCAL
350
T. Rowe Price Capital Appreciation Premium Income ETF
TCAL
$279M
$3.25M 0.05%
145,401
+121,206
+501% +$2.84M
12 13
14
15 16

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CIA
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GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.