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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KKR icon
376
KKR & Co
KKR
$89.2B
$2.88M 0.04%
31,082
-614
-2% -$64.7K
APP icon
377
Applovin
APP
$132B
$2.85M 0.04%
7,165
+751
+12% +$363K
NOW icon
378
ServiceNow
NOW
$102B
$2.84M 0.04%
27,199
+6,775
+33% +$797K
FHLC icon
379
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
$2.84M 0.04%
40,408
+3,506
+10% +$259K
JBL icon
380
Jabil
JBL
$32.8B
$2.84M 0.04%
10,692
-4,149
-28% -$1.05M
CBOE icon
381
Cboe Global Markets
CBOE
$29.8B
$2.83M 0.04%
10,071
+873
+9% +$243K
JCI icon
382
Johnson Controls International
JCI
$87.5B
$2.82M 0.04%
21,509
+8,421
+64% +$1.09M
CTAS icon
383
Cintas
CTAS
$82.4B
$2.81M 0.04%
16,623
+3,631
+28% +$696K
PZA icon
384
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.19B
$2.79M 0.04%
121,287
+33,991
+39% +$791K
JUST icon
385
Goldman Sachs JUST US Large Cap Equity ETF
JUST
$552M
$2.79M 0.04%
30,129
+1,254
+4% +$121K
ICE icon
386
Intercontinental Exchange
ICE
$82.4B
$2.75M 0.04%
17,477
+13,361
+325% +$2.18M
TT icon
387
Trane Technologies
TT
$106B
$2.74M 0.04%
6,585
-48
-0.7% -$20.4K
EOG icon
388
EOG Resources
EOG
$78B
$2.74M 0.04%
18,920
-9,147
-33% -$1.11M
G icon
389
Genpact
G
$5.3B
$2.73M 0.04%
73,262
+20,021
+38% +$825K
POCT icon
390
Innovator US Equity Power Buffer ETF October
POCT
$963M
$2.72M 0.04%
63,137
-367
-0.6% -$16.1K
TEL icon
391
TE Connectivity
TEL
$58.8B
$2.72M 0.04%
13,005
+1,575
+14% +$348K
BA icon
392
Boeing
BA
$165B
$2.72M 0.04%
13,643
+749
+6% +$171K
DE icon
393
Deere & Co
DE
$170B
$2.7M 0.04%
4,799
+47
+1% +$26.5K
VBR icon
394
Vanguard Small-Cap Value ETF
VBR
$37.1B
$2.69M 0.04%
12,370
-559
-4% -$125K
UPS icon
395
United Parcel Service
UPS
$97.6B
$2.68M 0.04%
27,273
+913
+3% +$97.9K
CLS icon
396
Celestica
CLS
$35.1B
$2.68M 0.04%
9,508
+386
+4% +$112K
VWOB icon
397
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.15B
$2.67M 0.04%
40,690
+4,878
+14% +$328K
USHY icon
398
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.9B
$2.67M 0.04%
72,431
-273,902
-79% -$10.2M
NEM icon
399
Newmont
NEM
$98.2B
$2.66M 0.04%
24,619
+3,519
+17% +$406K
LOW icon
400
Lowe's Companies
LOW
$116B
$2.65M 0.04%
11,233
+590
+6% +$154K
14 15
16
17 18

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.