We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RONB
426
Baron First Principles ETF
RONB
$363M
$2.39M 0.04%
+104,488
New +$2.51M
GLW icon
427
Corning
GLW
$126B
$2.39M 0.04%
17,553
+2,368
+16% +$286K
SUB icon
428
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$2.38M 0.03%
22,367
+1,930
+9% +$207K
ITW icon
429
Illinois Tool Works
ITW
$81.4B
$2.37M 0.03%
9,115
+1,499
+20% +$408K
HII icon
430
Huntington Ingalls Industries
HII
$11.3B
$2.37M 0.03%
6,244
-150
-2% -$61.8K
SPTS icon
431
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.07B
$2.37M 0.03%
81,207
+14,739
+22% +$431K
YUMC icon
432
Yum China
YUMC
$14.9B
$2.36M 0.03%
48,326
+1,982
+4% +$103K
VONG icon
433
Vanguard Russell 1000 Growth ETF
VONG
$42.5B
$2.35M 0.03%
21,402
+13,392
+167% +$1.56M
NLR icon
434
VanEck Uranium + Nuclear Energy ETF
NLR
$3.89B
$2.34M 0.03%
17,588
+778
+5% +$111K
IOCT icon
435
Innovator International Developed Power Buffer ETF October
IOCT
$166M
$2.34M 0.03%
66,786
-519
-0.8% -$18.5K
CASY icon
436
Casey's General Stores
CASY
$31.9B
$2.32M 0.03%
3,193
+179
+6% +$117K
KMB icon
437
Kimberly-Clark
KMB
$36.4B
$2.32M 0.03%
24,081
+4,612
+24% +$472K
AVUV icon
438
Avantis US Small Cap Value ETF
AVUV
$29.7B
$2.32M 0.03%
20,980
+317
+2% +$34.9K
MAS icon
439
Masco
MAS
$16B
$2.3M 0.03%
38,180
-4,055
-10% -$274K
SO icon
440
Southern Company
SO
$110B
$2.3M 0.03%
23,829
-957
-4% -$88.5K
ECL icon
441
Ecolab
ECL
$75.6B
$2.3M 0.03%
8,627
-939
-10% -$265K
IMCG icon
442
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
$2.3M 0.03%
29,136
-1,706
-6% -$140K
TFC icon
443
Truist Financial
TFC
$63.2B
$2.29M 0.03%
49,787
+1,278
+3% +$63.2K
PTY icon
444
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$2.28M 0.03%
188,836
+9,101
+5% +$116K
STEW
445
SRH Total Return Fund
STEW
$1.75B
$2.28M 0.03%
133,164
-3,269
-2% -$58.1K
ICF icon
446
iShares Select U.S. REIT ETF
ICF
$2.12B
$2.28M 0.03%
36,769
+289
+0.8% +$18.1K
WH icon
447
Wyndham Hotels & Resorts
WH
$5.46B
$2.27M 0.03%
27,998
+1,186
+4% +$92.9K
SMLF icon
448
iShares US Small Cap Equity Factor ETF
SMLF
$4.07B
$2.27M 0.03%
30,106
+545
+2% +$42.3K
ADP icon
449
Automatic Data Processing
ADP
$100B
$2.26M 0.03%
11,138
-195
-2% -$44.7K
DON icon
450
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$2.26M 0.03%
42,987
-32
-0.1% -$1.73K
16 17
18
19 20

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.