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Principal Securities’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

Principal Securities’s Portfolio PTY Stock Details PTY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$2.33M Buy
193,282
+4,446
+2% +$53.4K 0.03% 497
2026
Q1 		$2.28M Buy
188,836
+9,101
+5% +$116K 0.03% 444
2025
Q4 		$2.32M Sell
179,735
-2,748
-2% -$37.1K 0.04% 427
2025
Q3 		$2.64M Buy
182,483
+6,882
+4% +$96.9K 0.04% 370
2025
Q2 		$2.44M Buy
175,601
+18,960
+12% +$258K 0.05% 354
2025
Q1 		$2.25M Hold
156,641
– – 0.05% 323
2024
Q4 		$2.25M Buy
156,641
+6,505
+4% +$94.6K 0.05% 320
2024
Q3 		$2.16M Buy
150,136
+17,604
+13% +$252K 0.05% 317
2024
Q2 		$1.9M Buy
132,532
+9,945
+8% +$142K 0.05% 314
2024
Q1 		$1.82M Buy
122,587
+6,325
+5% +$89.1K 0.06% 293
2023
Q4 		$1.54M Buy
+116,262
New +$1.53M 0.06% 305

Other funds holding PTY

Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management Milwaukee, Wisconsin $187B AUM 21.7% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
XF
XML Financial Bethesda, Maryland $1.37B AUM 28.49% 1-Year Est. Return
MTI
Merrithew & Thorsten Inc San Diego, California $117M AUM
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Principal Securities's PTY Position: Q2 2026 in Review

Principal Securities increased its PIMCO Corporate & Income Opportunity Fund (PTY) stake by 2.4% in Q2 2026, buying an estimated $53.4K and bringing the position to 193,282 shares worth $2.33M. The position accounts for 0.03% of the portfolio, ranked #497.

Principal Securities first reported a position in PTY in Q4 2023 and has held it in 11 quarters since. The position peaked at $2.64M in Q3 2025. 222 funds tracked by Wall St. Rank hold PTY as of Q2 2026.

  • Principal Securities held 193,282 shares of PIMCO Corporate & Income Opportunity Fund worth $2.33M as of Q2 2026.
  • Principal Securities bought 4,446 PIMCO Corporate & Income Opportunity Fund shares in Q2 2026, an estimated $53.4K.
  • PIMCO Corporate & Income Opportunity Fund made up 0.03% of Principal Securities's portfolio in Q2 2026, its #497 holding.
  • Principal Securities first reported a position in PIMCO Corporate & Income Opportunity Fund in Q4 2023 and has held it in 11 quarters since.
  • Principal Securities's PIMCO Corporate & Income Opportunity Fund position peaked at $2.64M in Q3 2025.
  • 222 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.