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Principal Securities’s Innovator US Equity Power Buffer ETF October POCT Stock Holding History

Principal Securities’s Portfolio POCT Stock Details POCT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$6.43M Buy
138,564
+75,427
+119% +$3.43M 0.08% 228
2026
Q1 		$2.72M Sell
63,137
-367
-0.6% -$16.1K 0.04% 390
2025
Q4 		$2.79M Sell
63,504
-60,310
-49% -$2.62M 0.04% 369
2025
Q3 		$5.34M Sell
123,814
-876
-0.7% -$37K 0.09% 216
2025
Q2 		$5.15M Sell
124,690
-2,724
-2% -$107K 0.1% 200
2025
Q1 		$5.04M Hold
127,414
– – 0.11% 174
2024
Q4 		$5.04M Buy
127,414
+122,058
+2,279% +$4.81M 0.11% 173
2024
Q3 		$209K Buy
5,356
+1,929
+56% +$74.4K 0.01% 1089
2024
Q2 		$131K Hold
3,427
– – ﹤0.01% 1211
2024
Q1 		$128K Buy
3,427
+35
+1% +$1.29K ﹤0.01% 1186
2023
Q4 		$123K Buy
+3,392
New +$118K ﹤0.01% 1118

Other funds holding POCT

AllianceBernstein
AllianceBernstein Nashville, Tennessee $302B AUM 26.44% 1-Year Est. Return
PCM
Penserra Capital Management Orinda, California $13B AUM 71.84% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
Cerity Partners
Cerity Partners New York $82.7B AUM 28.53% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
KAS
Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return
Focus Partners Wealth
Focus Partners Wealth Boston, Massachusetts $97.6B AUM 29.43% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Principal Securities's POCT Position: Q2 2026 in Review

Principal Securities increased its Innovator US Equity Power Buffer ETF October (POCT) stake by 119% in Q2 2026, buying an estimated $3.43M and bringing the position to 138,564 shares worth $6.43M. The position accounts for 0.08% of the portfolio, ranked #228.

Principal Securities first reported a position in POCT in Q4 2023 and has held it in 11 quarters since. 250 funds tracked by Wall St. Rank hold POCT as of Q2 2026.

  • Principal Securities held 138,564 shares of Innovator US Equity Power Buffer ETF October worth $6.43M as of Q2 2026.
  • Principal Securities bought 75,427 Innovator US Equity Power Buffer ETF October shares in Q2 2026, an estimated $3.43M.
  • Innovator US Equity Power Buffer ETF October made up 0.08% of Principal Securities's portfolio in Q2 2026, its #228 holding.
  • Principal Securities first reported a position in Innovator US Equity Power Buffer ETF October in Q4 2023 and has held it in 11 quarters since.
  • 250 funds tracked by Wall St. Rank held Innovator US Equity Power Buffer ETF October as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.