Principal Securities’s Innovator US Equity Power Buffer ETF October POCT Stock Holding History

Principal Securities’s Portfolio POCT Stock Details POCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$2.72M	Sell	63,137 -367	-0.6%	-$16.1K	0.04%	390
2025 Q4	$2.79M	Sell	63,504 -60,310	-49%	-$2.62M	0.04%	369
2025 Q3	$5.34M	Sell	123,814 -876	-0.7%	-$37K	0.09%	216
2025 Q2	$5.15M	Sell	124,690 -2,724	-2%	-$107K	0.1%	200
2025 Q1	$5.04M	Hold	127,414	–	–	0.11%	174
2024 Q4	$5.04M	Buy	127,414 +122,058	+2,279%	+$4.81M	0.11%	173
2024 Q3	$209K	Buy	5,356 +1,929	+56%	+$74.4K	0.01%	1089
2024 Q2	$131K	Hold	3,427	–	–	﹤0.01%	1211
2024 Q1	$128K	Buy	3,427 +35	+1%	+$1.29K	﹤0.01%	1186
2023 Q4	$123K	Buy	+3,392	New	+$118K	﹤0.01%	1118

Other funds holding POCT

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

Cerity Partners New York $70.8B AUM 21.68% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

BCM

Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

Focus Partners Wealth Boston, Massachusetts $89.9B AUM 20.5% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Principal Securities's POCT Position: Q1 2026 in Review

Principal Securities reduced its Innovator US Equity Power Buffer ETF October (POCT) stake by 0.58% in Q1 2026, selling an estimated $16.1K and leaving 63,137 shares worth $2.72M. The position accounts for 0.04% of the portfolio, ranked #390.

Principal Securities first reported a position in POCT in Q4 2023 and has held it in 10 quarters since. The position peaked at $5.34M in Q3 2025. 253 funds tracked by Wall St. Rank hold POCT as of Q1 2026.

Principal Securities held 63,137 shares of Innovator US Equity Power Buffer ETF October worth $2.72M as of Q1 2026.
Principal Securities sold 367 Innovator US Equity Power Buffer ETF October shares in Q1 2026, an estimated $16.1K.
Innovator US Equity Power Buffer ETF October made up 0.04% of Principal Securities's portfolio in Q1 2026, its #390 holding.
Principal Securities first reported a position in Innovator US Equity Power Buffer ETF October in Q4 2023 and has held it in 10 quarters since.
Principal Securities's Innovator US Equity Power Buffer ETF October position peaked at $5.34M in Q3 2025.
253 funds tracked by Wall St. Rank held Innovator US Equity Power Buffer ETF October as of Q1 2026.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.