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Principal Securities Portfolio holdings
AUM
$6.82B
1-Year Est. Return
17.15%
This Fund
S&P 500
This Quarter
Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
(+5.2%)
Cap. Flow
+$519M
Cap. Flow
% of AUM
7.62%
Top 10 Holdings %
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
LCAP
Principal Capital Appreciation Select ETF
LCAP
|
+$56.3M |
| 2 |
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
|
+$17.8M |
| 3 |
Principal Investment Grade Corporate Active ETF
IG
|
+$14.5M |
| 4 |
PIEQ
Principal International Equity ETF
PIEQ
|
+$14.4M |
| 5 |
Principal Exchange-Traded Funds Principal Value ETF
PY
|
+$14.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$25.5M |
| 2 |
iShares S&P 100 ETF
OEF
|
+$13.1M |
| 3 |
Vanguard Consumer Staples ETF
VDC
|
+$11.7M |
| 4 |
State Street SPDR Portfolio High Yield Bond ETF
SPHY
|
+$10.5M |
| 5 |
iShares Broad USD High Yield Corporate Bond ETF
USHY
|
+$10.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.02% |
| 2 | Financials | 4.14% |
| 3 | Consumer Discretionary | 3.06% |
| 4 | Healthcare | 3.01% |
| 5 | Communication Services | 2.83% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
Arista Networks
ANET
$219B
| $5.8M | 0.09% |
47,204
+1,653
| +4% | +$221K |
|
|
PCN
227
PIMCO Corporate & Income Strategy Fund
PCN
$870M
| $5.76M | 0.08% |
483,975
-18,789
| -4% | -$235K |
|
228
Innovator US Equity Power Buffer ETF July
PJUL
$1.18B
| $5.75M | 0.08% |
125,073
-314
| -0.3% | -$14.6K |
|
229
Fidelity Enhanced International ETF
FENI
$10.4B
| $5.73M | 0.08% |
154,142
-102,711
| -40% | -$3.95M |
|
230
Comcast
CMCSA
$79.1B
| $5.7M | 0.08% |
198,660
+27,680
| +16% | +$828K |
|
231
iShares Core Dividend Growth ETF
DGRO
$42.6B
| $5.7M | 0.08% |
81,165
-597
| -0.7% | -$42.8K |
|
232
Blackrock
BLK
$164B
| $5.66M | 0.08% |
5,881
-35
| -0.6% | -$36.8K |
|
233
Innovator US Small Cap Power Buffer ETF October
KOCT
$143M
| $5.66M | 0.08% |
166,700
-461
| -0.3% | -$15.9K |
|
234
BlackRock Enhanced Captial and Income Fund
CII
$1B
| $5.63M | 0.08% |
267,616
+26,729
| +11% | +$602K |
|
235
Fidelity Total Bond ETF
FBND
$26.9B
| $5.58M | 0.08% |
122,306
+36,528
| +43% | +$1.68M |
|
236
Brookfield
BN
$102B
| $5.55M | 0.08% |
137,252
+7,074
| +5% | +$314K |
|
237
Schwab US Dividend Equity ETF
SCHD
$102B
| $5.52M | 0.08% |
179,784
-26,753
| -13% | -$812K |
|
238
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
| $5.49M | 0.08% |
92,114
+4,853
| +6% | +$291K |
|
239
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.36B
| $5.43M | 0.08% |
107,506
+1,342
| +1% | +$68K |
|
240
Adobe
ADBE
$89.5B
| $5.42M | 0.08% |
22,309
+2,579
| +13% | +$714K |
|
|
XV
241
Simplify Target 15 Distribution ETF
XV
$70M
| $5.41M | 0.08% |
229,514
+150,408
| +190% | +$3.75M |
|
242
ASML
ASML
$675B
| $5.4M | 0.08% |
4,092
-373
| -8% | -$511K |
|
243
Innovator Growth-100 Power Buffer ETF July
NJUL
$244M
| $5.39M | 0.08% |
75,437
-202
| -0.3% | -$14.7K |
|
244
Abbott
ABT
$180B
| $5.38M | 0.08% |
52,425
-5,987
| -10% | -$676K |
|
245
Prologis
PLD
$138B
| $5.38M | 0.08% |
40,678
+1,040
| +3% | +$139K |
|
246
TransDigm Group
TDG
$69.2B
| $5.36M | 0.08% |
4,628
+39
| +0.8% | +$51.1K |
|
247
ConocoPhillips
COP
$147B
| $5.36M | 0.08% |
40,573
+10,837
| +36% | +$1.2M |
|
248
Innovator US Equity Power Buffer ETF January
PJAN
$1.46B
| $5.34M | 0.08% |
115,684
+44,081
| +62% | +$2.07M |
|
249
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.5B
| $5.31M | 0.08% |
47,956
+3,502
| +8% | +$396K |
|
250
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
| $5.3M | 0.08% |
57,862
+29,019
| +101% | +$2.66M |
|
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Principal Securities's Q1 2026 Portfolio in Review
As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.
- Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
- Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
- Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
- Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
- Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
- Principal Securities opened 138 new positions and closed 72 in Q1 2026.
- Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.
Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.