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Principal Securities Portfolio holdings
AUM
$6.82B
1-Year Est. Return
17.15%
This Fund
S&P 500
This Quarter
Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
(+5.2%)
Cap. Flow
+$519M
Cap. Flow
% of AUM
7.62%
Top 10 Holdings %
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
LCAP
Principal Capital Appreciation Select ETF
LCAP
|
+$56.3M |
| 2 |
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
|
+$17.8M |
| 3 |
Principal Investment Grade Corporate Active ETF
IG
|
+$14.5M |
| 4 |
PIEQ
Principal International Equity ETF
PIEQ
|
+$14.4M |
| 5 |
Principal Exchange-Traded Funds Principal Value ETF
PY
|
+$14.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$25.5M |
| 2 |
iShares S&P 100 ETF
OEF
|
+$13.1M |
| 3 |
Vanguard Consumer Staples ETF
VDC
|
+$11.7M |
| 4 |
State Street SPDR Portfolio High Yield Bond ETF
SPHY
|
+$10.5M |
| 5 |
iShares Broad USD High Yield Corporate Bond ETF
USHY
|
+$10.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.02% |
| 2 | Financials | 4.14% |
| 3 | Consumer Discretionary | 3.06% |
| 4 | Healthcare | 3.01% |
| 5 | Communication Services | 2.83% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HDV
201
iShares Core High Dividend ETF
HDV
$14.4B
| $6.44M | 0.09% |
237,190
+13,345
| +6% | +$355K |
|
202
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
| $6.43M | 0.09% |
44,120
+1,180
| +3% | +$178K |
|
203
BlackRock Large Cap Core ETF
BLCR
$6.3B
| $6.39M | 0.09% |
+155,678
| New | +$6.67M |
|
204
Procter & Gamble
PG
$343B
| $6.39M | 0.09% |
44,240
+2,528
| +6% | +$383K |
|
205
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
| $6.38M | 0.09% |
26,597
+14,137
| +113% | +$3.55M |
|
206
Oracle
ORCL
$331B
| $6.35M | 0.09% |
43,156
-946
| -2% | -$154K |
|
|
IDEF
207
iShares Defense Industrials Active ETF
IDEF
$4.18B
| $6.26M | 0.09% |
+191,256
| New | +$6.66M |
|
208
Micron Technology
MU
$1.04T
| $6.24M | 0.09% |
18,484
+3,833
| +26% | +$1.5M |
|
209
Thermo Fisher Scientific
TMO
$211B
| $6.21M | 0.09% |
12,642
+3,460
| +38% | +$1.88M |
|
210
Elevance Health
ELV
$81.9B
| $6.14M | 0.09% |
20,959
+2,110
| +11% | +$693K |
|
211
Uber
UBER
$134B
| $6.12M | 0.09% |
85,033
+6,427
| +8% | +$495K |
|
212
Global X Defense Tech ETF
SHLD
$7.07B
| $6.09M | 0.09% |
85,971
+22,753
| +36% | +$1.7M |
|
213
Schwab Short-Term US Treasury ETF
SCHO
$12.7B
| $6.04M | 0.09% |
249,015
+18,451
| +8% | +$449K |
|
214
Eaton Vance Total Return Bond ETF
EVTR
$5.6B
| $6.03M | 0.09% |
118,860
+5,145
| +5% | +$265K |
|
215
Union Pacific
UNP
$183B
| $6.03M | 0.09% |
24,842
+555
| +2% | +$136K |
|
216
AstraZeneca
AZN
$263B
| $6.02M | 0.09% |
30,501
+737
| +2% | +$142K |
|
217
Invesco S&P MidCap Quality ETF
XMHQ
$5.43B
| $6.01M | 0.09% |
58,105
-8,953
| -13% | -$950K |
|
218
GE Aerospace
GE
$367B
| $5.99M | 0.09% |
21,094
+295
| +1% | +$92.7K |
|
219
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.04B
| $5.95M | 0.09% |
47,783
+16,686
| +54% | +$2.13M |
|
220
JPMorgan Municipal ETF
JMUB
$8.19B
| $5.93M | 0.09% |
118,715
+27,064
| +30% | +$1.37M |
|
221
JPMorgan Core Plus Bond ETF
JCPB
$13.8B
| $5.92M | 0.09% |
125,695
+3,375
| +3% | +$160K |
|
222
Fidelity Quality Factor ETF
FQAL
$1.41B
| $5.91M | 0.09% |
81,411
-27,807
| -25% | -$2.1M |
|
223
Walt Disney
DIS
$165B
| $5.86M | 0.09% |
60,843
-3,660
| -6% | -$387K |
|
224
Cencora
COR
$60.3B
| $5.83M | 0.09% |
18,564
+3,370
| +22% | +$1.18M |
|
225
NextEra Energy
NEE
$187B
| $5.8M | 0.09% |
62,399
+14,738
| +31% | +$1.31M |
|
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Principal Securities's Q1 2026 Portfolio in Review
As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.
- Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
- Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
- Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
- Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
- Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
- Principal Securities opened 138 new positions and closed 72 in Q1 2026.
- Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.
Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.