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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLD icon
151
SPDR Gold Trust
GLD
$131B
$8.69M 0.13%
20,189
+2,397
+13% +$1.07M
ETV
152
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
$8.42M 0.12%
615,740
-27,382
-4% -$394K
AIQ icon
153
Global X Artificial Intelligence & Technology ETF
AIQ
$9.23B
$8.34M 0.12%
178,748
+6,916
+4% +$347K
SDIV icon
154
Global X SuperDividend ETF
SDIV
$1.21B
$8.34M 0.12%
330,082
+54,981
+20% +$1.4M
KLAC icon
155
KLA
KLAC
$275B
$8.29M 0.12%
56,330
-15,930
-22% -$2.33M
AGGH icon
156
Simplify Aggregate Bond ETF
AGGH
$571M
$8.25M 0.12%
405,197
+191,365
+89% +$3.96M
AXP icon
157
American Express
AXP
$223B
$8.21M 0.12%
27,143
+3,657
+16% +$1.23M
BUFR icon
158
FT Vest Fund of Buffer ETFs
BUFR
$10B
$8.09M 0.12%
239,679
+23,621
+11% +$811K
CDX icon
159
Simplify High Yield ETF
CDX
$381M
$8.07M 0.12%
378,392
+151,959
+67% +$3.34M
SHY icon
160
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$8.03M 0.12%
97,229
+57,868
+147% +$4.79M
GSSC icon
161
GS ActiveBeta US Small Cap Equity ETF
GSSC
$1.03B
$7.92M 0.12%
106,209
+8,423
+9% +$655K
JNK icon
162
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$7.89M 0.12%
82,381
+12,801
+18% +$1.24M
SDVY icon
163
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.4B
$7.85M 0.12%
198,983
+10,473
+6% +$425K
CAFX
164
Congress Intermediate Bond ETF
CAFX
$320M
$7.81M 0.11%
314,744
-22,743
-7% -$569K
IAU icon
165
iShares Gold Trust
IAU
$63B
$7.8M 0.11%
88,496
-18,610
-17% -$1.71M
MS icon
166
Morgan Stanley
MS
$337B
$7.73M 0.11%
46,954
+2,404
+5% +$416K
BSV icon
167
Vanguard Short-Term Bond ETF
BSV
$44.6B
$7.66M 0.11%
97,631
+7,775
+9% +$612K
TIP icon
168
iShares TIPS Bond ETF
TIP
$14.5B
$7.62M 0.11%
69,063
-2,797
-4% -$310K
CGGE
169
Capital Group Global Equity ETF
CGGE
$2.89B
$7.58M 0.11%
248,519
+37,086
+18% +$1.19M
KNG icon
170
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.4B
$7.53M 0.11%
154,675
+149,237
+2,744% +$7.58M
CGGR icon
171
Capital Group Growth ETF
CGGR
$23.5B
$7.51M 0.11%
186,892
+10,366
+6% +$448K
XLE icon
172
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$7.5M 0.11%
122,380
+69,949
+133% +$3.75M
CRM icon
173
Salesforce
CRM
$134B
$7.45M 0.11%
39,907
-1,643
-4% -$340K
DUK icon
174
Duke Energy
DUK
$102B
$7.39M 0.11%
56,461
+1,520
+3% +$190K
PH icon
175
Parker-Hannifin
PH
$125B
$7.32M 0.11%
8,172
+739
+10% +$699K
5 6
7
8 9

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.