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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TJX icon
126
TJX Companies
TJX
$170B
$10.5M 0.15%
65,866
+5,368
+9% +$836K
VCRB icon
127
Vanguard Core Bond ETF
VCRB
$7.19B
$10.4M 0.15%
134,993
+3,563
+3% +$278K
BKNG icon
128
Booking.com
BKNG
$138B
$10.3M 0.15%
61,400
+5,475
+10% +$1.01M
APMU icon
129
ActivePassive Intermediate Municipal Bond ETF
APMU
$243M
$10.3M 0.15%
411,841
+20,857
+5% +$526K
FLJP icon
130
Franklin FTSE Japan ETF
FLJP
$3.93B
$10.2M 0.15%
+282,972
New +$10.5M
IGF icon
131
iShares Global Infrastructure ETF
IGF
$11B
$10.2M 0.15%
151,872
-2,316
-2% -$152K
NFLX icon
132
Netflix
NFLX
$292B
$10.2M 0.15%
105,564
+8,993
+9% +$792K
VTIP icon
133
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$10.1M 0.15%
202,877
+8,026
+4% +$399K
LRCX icon
134
Lam Research
LRCX
$382B
$10.1M 0.15%
47,086
-13,166
-22% -$2.94M
RDVY icon
135
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
$9.71M 0.14%
142,235
+1,183
+0.8% +$84.2K
BUCK icon
136
Simplify Stable Income ETF
BUCK
$479M
$9.67M 0.14%
411,536
+207,344
+102% +$4.91M
USMV icon
137
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$9.6M 0.14%
103,483
+15,241
+17% +$1.45M
VB icon
138
Vanguard Small-Cap ETF
VB
$79.5B
$9.58M 0.14%
36,590
-555
-1% -$150K
PFG icon
139
Principal Financial Group
PFG
$23.6B
$9.46M 0.14%
105,011
+87,665
+505% +$8.01M
BNDX icon
140
Vanguard Total International Bond ETF
BNDX
$82B
$9.34M 0.14%
194,438
+6,842
+4% +$332K
CORO
141
iShares International Country Rotation Active ETF
CORO
$7.64B
$9.3M 0.14%
+289,171
New +$9.53M
PLTR icon
142
Palantir
PLTR
$295B
$9.24M 0.14%
63,194
+6,519
+12% +$997K
MUB icon
143
iShares National Muni Bond ETF
MUB
$45.1B
$9.09M 0.13%
85,630
-2,635
-3% -$283K
VYM icon
144
Vanguard High Dividend Yield ETF
VYM
$81.1B
$8.88M 0.13%
59,993
-972
-2% -$146K
BAI
145
iShares A.I. Innovation and Tech Active ETF
BAI
$12.9B
$8.83M 0.13%
267,902
+51,010
+24% +$1.75M
VZ icon
146
Verizon
VZ
$194B
$8.81M 0.13%
175,499
+14,577
+9% +$676K
PSET icon
147
Principal Exchange-Traded Funds Principal Quality ETF
PSET
$27.4M
$8.75M 0.13%
125,745
+3,482
+3% +$258K
MRK icon
148
Merck
MRK
$324B
$8.74M 0.13%
72,670
+16,195
+29% +$1.87M
GS icon
149
Goldman Sachs
GS
$313B
$8.73M 0.13%
10,316
-716
-6% -$639K
CSCO icon
150
Cisco
CSCO
$450B
$8.72M 0.13%
112,350
-1,054
-0.9% -$82.5K
4 5
6
7 8

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.