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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
T icon
176
AT&T
T
$165B
$7.23M 0.11%
249,247
+43,635
+21% +$1.17M
QCOM icon
177
Qualcomm
QCOM
$176B
$7.23M 0.11%
56,105
+8,468
+18% +$1.24M
RDVI icon
178
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$3.48B
$7.2M 0.11%
281,685
+10,938
+4% +$292K
LIN icon
179
Linde
LIN
$237B
$7.11M 0.1%
14,351
+1,805
+14% +$852K
SPSM icon
180
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
$7.09M 0.1%
146,725
+23,720
+19% +$1.17M
VTEB icon
181
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$6.98M 0.1%
139,937
+8,005
+6% +$404K
BAC icon
182
Bank of America
BAC
$435B
$6.96M 0.1%
142,687
-17,146
-11% -$885K
MDT icon
183
Medtronic
MDT
$107B
$6.89M 0.1%
79,516
+10,425
+15% +$999K
UNH icon
184
UnitedHealth
UNH
$382B
$6.89M 0.1%
25,449
-790
-3% -$235K
FDVV icon
185
Fidelity High Dividend ETF
FDVV
$10.1B
$6.84M 0.1%
123,893
+196
+0.2% +$11.3K
EFV icon
186
iShares MSCI EAFE Value ETF
EFV
$27.6B
$6.78M 0.1%
91,247
-56,686
-38% -$4.26M
MCD icon
187
McDonald's
MCD
$188B
$6.76M 0.1%
21,739
+2,740
+14% +$873K
GTIP icon
188
Goldman Sachs Access Inflation Protected USD Bond ETF
GTIP
$292M
$6.75M 0.1%
136,786
+13,011
+11% +$644K
IYW icon
189
iShares US Technology ETF
IYW
$23.7B
$6.75M 0.1%
37,191
-1,759
-5% -$340K
FBCG icon
190
Fidelity Blue Chip Growth ETF
FBCG
$6.76B
$6.75M 0.1%
134,619
+40,265
+43% +$2.14M
CB icon
191
Chubb
CB
$140B
$6.74M 0.1%
20,687
+2,699
+15% +$866K
AMD icon
192
Advanced Micro Devices
AMD
$851B
$6.71M 0.1%
32,976
+9,872
+43% +$2.11M
AMGN icon
193
Amgen
AMGN
$203B
$6.67M 0.1%
18,963
+1,298
+7% +$463K
GARP
194
iShares MSCI USA Quality GARP ETF
GARP
$2.51B
$6.59M 0.1%
102,971
+3,513
+4% +$238K
C icon
195
Citigroup
C
$222B
$6.58M 0.1%
57,996
-2,860
-5% -$326K
TLH icon
196
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
$6.58M 0.1%
65,290
-450
-0.7% -$46K
RYLD icon
197
Global X Russell 2000 Covered Call ETF
RYLD
$1.36B
$6.55M 0.1%
438,181
+157,350
+56% +$2.43M
SBUX icon
198
Starbucks
SBUX
$118B
$6.54M 0.1%
73,020
-2,921
-4% -$276K
ISTB icon
199
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
$6.54M 0.1%
134,983
+7,563
+6% +$368K
IBM icon
200
IBM
IBM
$202B
$6.54M 0.1%
26,967
+1,511
+6% +$409K
6 7
8
9 10

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.