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Principal Securities’s State Street SPDR Portfolio S&P 600 Small Cap ETF SPSM Stock Holding History

Principal Securities’s Portfolio SPSM Stock Details SPSM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$18.4M Buy
319,166
+172,441
+118% +$9.21M 0.22% 81
2026
Q1 		$7.09M Buy
146,725
+23,720
+19% +$1.17M 0.1% 180
2025
Q4 		$5.76M Buy
123,005
+18,783
+18% +$876K 0.09% 215
2025
Q3 		$4.83M Buy
104,222
+7,391
+8% +$331K 0.08% 237
2025
Q2 		$4.13M Buy
96,831
+52,260
+117% +$2.11M 0.08% 251
2025
Q1 		$2M Hold
44,571
– – 0.04% 362
2024
Q4 		$2M Buy
44,571
+3,612
+9% +$168K 0.05% 359
2024
Q3 		$1.86M Buy
40,959
+2,432
+6% +$107K 0.05% 370
2024
Q2 		$1.6M Buy
38,527
+7,311
+23% +$305K 0.04% 351
2024
Q1 		$1.34M Buy
31,216
+16,328
+110% +$675K 0.04% 376
2023
Q4 		$628K Buy
+14,888
New +$561K 0.02% 531

Other funds holding SPSM

LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Betterment LLC
Betterment LLC New York $59.1B AUM 18.41% 1-Year Est. Return
Financial Engines Advisors
Financial Engines Advisors Santa Clara, California $56.3B AUM 17.83% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Charles Schwab
Charles Schwab San Francisco, California $751B AUM 38.74% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
VA
Valmark Advisers Akron, Ohio $9.42B AUM 17.63% 1-Year Est. Return
CCWA
CLA (CliftonLarsonAllen) Wealth Advisors Minneapolis, Minnesota $7.61B AUM 16.44% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Principal Securities's SPSM Position: Q2 2026 in Review

Principal Securities increased its State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) stake by 118% in Q2 2026, buying an estimated $9.21M and bringing the position to 319,166 shares worth $18.4M. The position accounts for 0.22% of the portfolio, ranked #81.

Principal Securities first reported a position in SPSM in Q4 2023 and has held it in 11 quarters since. 1,053 funds tracked by Wall St. Rank hold SPSM as of Q2 2026.

  • Principal Securities held 319,166 shares of State Street SPDR Portfolio S&P 600 Small Cap ETF worth $18.4M as of Q2 2026.
  • Principal Securities bought 172,441 State Street SPDR Portfolio S&P 600 Small Cap ETF shares in Q2 2026, an estimated $9.21M.
  • State Street SPDR Portfolio S&P 600 Small Cap ETF made up 0.22% of Principal Securities's portfolio in Q2 2026, its #81 holding.
  • Principal Securities first reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF in Q4 2023 and has held it in 11 quarters since.
  • 1,053 funds tracked by Wall St. Rank held State Street SPDR Portfolio S&P 600 Small Cap ETF as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.