Principal Securities’s State Street SPDR Portfolio S&P 600 Small Cap ETF SPSM Stock Holding History

Principal Securities’s Portfolio SPSM Stock Details SPSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$7.09M	Buy	146,725 +23,720	+19%	+$1.17M	0.1%	180
2025 Q4	$5.76M	Buy	123,005 +18,783	+18%	+$876K	0.09%	215
2025 Q3	$4.83M	Buy	104,222 +7,391	+8%	+$331K	0.08%	237
2025 Q2	$4.13M	Buy	96,831 +52,260	+117%	+$2.11M	0.08%	251
2025 Q1	$2M	Hold	44,571	–	–	0.04%	362
2024 Q4	$2M	Buy	44,571 +3,612	+9%	+$168K	0.05%	359
2024 Q3	$1.86M	Buy	40,959 +2,432	+6%	+$107K	0.05%	370
2024 Q2	$1.6M	Buy	38,527 +7,311	+23%	+$305K	0.04%	351
2024 Q1	$1.34M	Buy	31,216 +16,328	+110%	+$675K	0.04%	376
2023 Q4	$628K	Buy	+14,888	New	+$561K	0.02%	531

Other funds holding SPSM

LPL Financial San Diego, California $376B AUM 19.32% 1-Year Est. Return

Financial Engines Advisors

Financial Engines Advisors Santa Clara, California $49.2B AUM 14.31% 1-Year Est. Return

Betterment LLC New York $52.8B AUM 15.34% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

Valmark Advisers Akron, Ohio $8.42B AUM 14.36% 1-Year Est. Return

CLA (CliftonLarsonAllen) Wealth Advisors Minneapolis, Minnesota $6.83B AUM 12.51% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $431B AUM 30.22% 1-Year Est. Return

Envestnet Asset Management

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return