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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSID icon
101
Goldman Sachs MarketBeta International Equity ETF
GSID
$1.07B
$13.1M 0.19%
+186,822
New +$13.5M
VOO icon
102
Vanguard S&P 500 ETF
VOO
$968B
$13M 0.19%
21,697
-244
-1% -$153K
SPIB icon
103
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$12.9M 0.19%
385,158
-9,418
-2% -$318K
SCHW
104
Charles Schwab
SCHW
$177B
$12.9M 0.19%
137,142
+1,303
+1% +$128K
CGUS icon
105
Capital Group Core Equity ETF
CGUS
$11.1B
$12.9M 0.19%
335,328
+43,701
+15% +$1.76M
EQWL icon
106
Invesco S&P 100 Equal Weight ETF
EQWL
$2.69B
$12.9M 0.19%
111,670
+4,137
+4% +$495K
ABBV icon
107
AbbVie
ABBV
$458B
$12.7M 0.19%
58,517
-6,052
-9% -$1.34M
HIGH icon
108
Simplify Enhanced Income ETF
HIGH
$68.9M
$12.5M 0.18%
588,013
-11,782
-2% -$258K
RTX icon
109
RTX Corp
RTX
$287B
$12.3M 0.18%
63,855
+581
+0.9% +$116K
SPTL icon
110
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.5B
$12.2M 0.18%
464,406
+36,971
+9% +$985K
SCHE icon
111
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$12M 0.18%
364,570
+114,715
+46% +$3.92M
HD icon
112
Home Depot
HD
$332B
$12M 0.18%
36,341
+7,117
+24% +$2.59M
FELG icon
113
Fidelity Enhanced Large Cap Growth ETF
FELG
$5.44B
$11.6M 0.17%
310,594
+72,456
+30% +$2.89M
BLCV icon
114
BlackRock Large Cap Value ETF
BLCV
$335M
$11.4M 0.17%
314,366
+107,918
+52% +$4.09M
VYMI icon
115
Vanguard International High Dividend Yield ETF
VYMI
$20.2B
$11.3M 0.17%
120,420
+8,428
+8% +$803K
COST icon
116
Costco
COST
$415B
$11.2M 0.16%
11,278
-668
-6% -$651K
FNDF icon
117
Schwab Fundamental International Large Company Index ETF
FNDF
$24.3B
$11.2M 0.16%
229,178
+42,596
+23% +$2.09M
CGHM
118
Capital Group Municipal High-Income ETF
CGHM
$3.2B
$11.2M 0.16%
442,727
+64,458
+17% +$1.65M
SMH icon
119
VanEck Semiconductor ETF
SMH
$67.6B
$11.2M 0.16%
29,194
-3,983
-12% -$1.58M
IJH icon
120
iShares Core S&P Mid-Cap ETF
IJH
$123B
$11.1M 0.16%
163,729
+12,380
+8% +$859K
SPLB icon
121
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$11M 0.16%
496,638
+336,709
+211% +$7.62M
CGGO icon
122
Capital Group Global Growth Equity ETF
CGGO
$11.2B
$11M 0.16%
328,693
+32,202
+11% +$1.15M
WFC icon
123
Wells Fargo
WFC
$261B
$10.6M 0.16%
133,254
-14,162
-10% -$1.22M
KO icon
124
Coca-Cola
KO
$354B
$10.6M 0.16%
139,040
+1,066
+0.8% +$80.6K
EFAV icon
125
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$10.6M 0.15%
115,595
+2,189
+2% +$198K
3 4
5
6 7

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.