Principal Securities’s First Trust SMID Cap Rising Dividend Achievers ETF SDVY Stock Holding History

Principal Securities’s Portfolio SDVY Stock Details SDVY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$9.35M	Buy	216,768 +17,785	+9%	+$742K	0.11%	168
2026 Q1	$7.85M	Buy	198,983 +10,473	+6%	+$425K	0.12%	163
2025 Q4	$7.22M	Buy	188,510 +11,932	+7%	+$453K	0.11%	170
2025 Q3	$6.71M	Buy	176,578 +55,794	+46%	+$2.07M	0.11%	173
2025 Q2	$4.26M	Buy	120,784 +44,808	+59%	+$1.5M	0.08%	247
2025 Q1	$2.72M	Hold	75,976	–	–	0.06%	288
2024 Q4	$2.72M	Buy	75,976 +17,941	+31%	+$671K	0.06%	288
2024 Q3	$2.11M	Buy	58,035 +11,114	+24%	+$388K	0.05%	327
2024 Q2	$1.57M	Buy	46,921 +14,867	+46%	+$501K	0.04%	363
2024 Q1	$1.12M	Buy	32,054 +17,306	+117%	+$565K	0.03%	427
2023 Q4	$483K	Buy	+14,748	New	+$430K	0.02%	615

Other funds holding SDVY

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $7.59B AUM 23.38% 1-Year Est. Return

Harbour Investments Madison, Wisconsin $7.43B AUM 24.49% 1-Year Est. Return

Principal Securities's SDVY Position: Q2 2026 in Review

Principal Securities increased its First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) stake by 8.9% in Q2 2026, buying an estimated $742K and bringing the position to 216,768 shares worth $9.35M. The position accounts for 0.11% of the portfolio, ranked #168.

Principal Securities first reported a position in SDVY in Q4 2023 and has held it in 11 quarters since. 579 funds tracked by Wall St. Rank hold SDVY as of Q2 2026.

Principal Securities held 216,768 shares of First Trust SMID Cap Rising Dividend Achievers ETF worth $9.35M as of Q2 2026.
Principal Securities bought 17,785 First Trust SMID Cap Rising Dividend Achievers ETF shares in Q2 2026, an estimated $742K.
First Trust SMID Cap Rising Dividend Achievers ETF made up 0.11% of Principal Securities's portfolio in Q2 2026, its #168 holding.
Principal Securities first reported a position in First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2023 and has held it in 11 quarters since.
579 funds tracked by Wall St. Rank held First Trust SMID Cap Rising Dividend Achievers ETF as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.