We are live on ! Find out more
SDVY icon

First Trust SMID Cap Rising Dividend Achievers ETF

482 hedge funds and large institutions have $5.96B invested in First Trust SMID Cap Rising Dividend Achievers ETF in 2025 Q1 according to their latest regulatory filings, with 40 funds opening new positions, 283 increasing their positions, 117 reducing their positions, and 51 closing their positions.

New
Increased
Maintained
Reduced
Closed

142% more repeat investments, than reductions

Existing positions increased: 283 | Existing positions reduced: 117

0% more funds holding in top 10

Funds holding in top 10: 2929 (0)

1.88% less ownership

Funds ownership: 77.96%76.08% (-1.9%)

4% less funds holding

Funds holding: 502482 (-20)

22% less first-time investments, than exits

New positions opened: 40 | Existing positions closed: 51

22% less capital invested

Capital invested by funds: $7.65B → $5.96B (-$1.69B)

Holders
482
Holders Change
-20
Holders Change %
-3.98%
% of All Funds
6.46%
Holding in Top 10
29
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.39%
New
40
Increased
283
Reduced
117
Closed
51
Calls
$358K
Puts
Net Calls
+$358K
Net Calls Change
+$215K
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$783M +$51.3M +1,438,128 +7%
Morgan Stanley
2
Morgan Stanley
New York
$652M +$26.5M +744,115 +4%
Wells Fargo
3
Wells Fargo
California
$443M +$18M +503,763 +4%
Raymond James Financial
4
Raymond James Financial
Florida
$419M +$66.4M +1,860,262 +17%
Bank of America
5
Bank of America
North Carolina
$262M +$25.8M +723,258 +10%
UBS Group
6
UBS Group
Switzerland
$226M +$4.66M +130,692 +2%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$197M +$10.5M +294,498 +5%
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
$168M +$55.5M +1,556,017 +45%
CIA
9
Capital Investment Advisors
Georgia
$125M +$7.9M +221,441 +6%
Stifel Financial
10
Stifel Financial
Missouri
$117M +$25.2M +707,718 +26%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$105M +$5.63M +157,951 +5%
PNC
12
Park National Corp
Ohio
$104M +$9.65M +270,483 +10%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$98.1M +$8.1M +227,028 +8%
Truist Financial
14
Truist Financial
North Carolina
$93.7M +$5.96M +167,056 +6%
LI
15
LVZ Inc
Michigan
$89.3M -$2.14M -60,045 -2%
HighTower Advisors
16
HighTower Advisors
Illinois
$85M +$4.94M +138,449 +6%
Osaic Holdings
17
Osaic Holdings
Arizona
$82.7M +$2.03M +56,869 +2%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$75.5M +$4.28M +120,041 +6%
PAG
19
Private Advisor Group
New Jersey
$53.1M +$1.87M +52,293 +3%
MML Investors Services
20
MML Investors Services
Massachusetts
$51.5M +$4.49M +125,805 +9%
Baird Financial Group
21
Baird Financial Group
Wisconsin
$50.2M +$8.25M +231,160 +18%
Northwestern Mutual Wealth Management
22
Northwestern Mutual Wealth Management
Wisconsin
$50M +$14.8M +415,096 +38%
NA
23
NewEdge Advisors
Louisiana
$49.6M +$28.8M +807,574 +120%
William Blair & Company
24
William Blair & Company
Illinois
$42.6M +$963K +26,986 +2%
KAS
25
Kestra Advisory Services
Texas
$42.5M +$7.29M +204,462 +19%

SDVY Hedge Fund Activity: Q1 2025 in Review

482 of the 7,458 institutional investors tracked by Wall St. Rank reported a position in First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) for Q1 2025, worth a combined $5.96B — down 22% from $7.65B a quarter earlier.

Sellers outnumbered buyers: 51 funds closed out of SDVY and 40 opened new positions — a net loss of 11 holders — while 117 trimmed existing stakes and 283 added.

The largest buyer was Raymond James Financial, adding an estimated $66.4M. The largest seller was Independent Advisor Alliance, exiting entirely with an estimated $50.7M sold.

  • 482 institutional investors held First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) as of Q1 2025, down from 502 in Q4 2024.
  • Funds reported $5.96B of First Trust SMID Cap Rising Dividend Achievers ETF stock for Q1 2025, down 22% quarter-over-quarter.
  • 40 funds opened new First Trust SMID Cap Rising Dividend Achievers ETF positions in Q1 2025 and 51 closed out, a net change of -11 holders.
  • The largest First Trust SMID Cap Rising Dividend Achievers ETF buyer in Q1 2025 was Raymond James Financial, an estimated $66.4M added.
  • The largest First Trust SMID Cap Rising Dividend Achievers ETF seller in Q1 2025 was Independent Advisor Alliance, an estimated $50.7M sold.

Based on aggregated 13F filings for Q1 2025.