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First Trust SMID Cap Rising Dividend Achievers ETF
SDVY

22 hedge funds and large institutions have $19M invested in First Trust SMID Cap Rising Dividend Achievers ETF in 2021 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 6 increasing their positions, 1 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 1

384% more capital invested

Capital invested by funds: $3.94M → $19M (+$15.1M)

144% more funds holding

Funds holding: 9 → 22 (+13)

22.55% more ownership

Funds ownership: 33.24% → 55.79% (+23%)

Holders
22
Holders Change
+13
Holders Change %
+144.44%
% of All Funds
0.39%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
6
Reduced
1
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$8.03M
2
Citadel Advisors
Citadel Advisors
Florida
+$1.08M
3
EIA
Eldridge Investment Advisors
New Hampshire
+$726K
4
Osaic Holdings
Osaic Holdings
Arizona
+$543K
5
CAN
Cetera Advisor Networks
California
+$422K

Top Sellers

Rank Fund Capital Flow
1
CFGS
Concourse Financial Group Securities
Alabama
-$2.37K
Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
1
LPL Financial
California
$8.92M +$8.03M +301,959 +2,488%
Osaic Holdings
2
Osaic Holdings
Arizona
$1.42M +$543K +20,439 +69%
FAIM
3
Financial Advocates Investment Management
Washington
$1.28M +$105K +3,943 +10%
Citadel Advisors
4
Citadel Advisors
Florida
$1.16M +$1.08M +40,812 New
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$863K +$358K +13,455 +79%
AWG
6
Altus Wealth Group
Colorado
$842K +$77.5K +2,917 +12%
EIA
7
Eldridge Investment Advisors
New Hampshire
$776K +$726K +27,333 New
OPA
8
Old Port Advisors
Maine
$474K – – –
HI
9
Harbour Investments
Wisconsin
$467K +$437K +16,440 New
CAN
10
Cetera Advisor Networks
California
$451K +$422K +15,881 New
EH
11
Equitable Holdings
New York
$366K – – –
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$361K +$338K +12,729 New
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$341K +$320K +12,025 New
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$322K +$301K +11,322 New
BFEC
15
Benjamin F. Edwards & Company
Missouri
$301K +$13.6K +510 +5%
SPC
16
Sigma Planning Corp
Michigan
$281K +$263K +9,890 New
Stifel Financial
17
Stifel Financial
Missouri
$244K +$229K +8,607 New
Rockefeller Capital Management
18
Rockefeller Capital Management
New York
$58K +$55K +2,068 New
AWM
19
Accel Wealth Management
Iowa
$57K +$53.2K +2,002 New
CFGS
20
Concourse Financial Group Securities
Alabama
$42K -$2.37K -89 -6%
SPIA
21
Steward Partners Investment Advisory
New York
$28.4K +$26.6K +1,000 New
Wells Fargo
22
Wells Fargo
California
– +$27 +1 New

SDVY Hedge Fund Activity: Q1 2021 in Review

22 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) for Q1 2021, worth a combined $19M — up 384% from $3.94M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new SDVY positions and 0 closed out — a net gain of 13 holders — while 6 added to existing stakes and 1 trimmed.

The largest buyer was LPL Financial, adding an estimated $8.03M. The largest seller was Concourse Financial Group Securities, cutting an estimated $2.37K.

  • 22 institutional investors held First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) as of Q1 2021, up from 9 in Q4 2020.
  • Funds reported $19M of First Trust SMID Cap Rising Dividend Achievers ETF stock for Q1 2021, up 384% quarter-over-quarter.
  • 13 funds opened new First Trust SMID Cap Rising Dividend Achievers ETF positions in Q1 2021 and 0 closed out, a net change of +13 holders.
  • The largest First Trust SMID Cap Rising Dividend Achievers ETF buyer in Q1 2021 was LPL Financial, an estimated $8.03M added.
  • The largest First Trust SMID Cap Rising Dividend Achievers ETF seller in Q1 2021 was Concourse Financial Group Securities, an estimated $2.37K sold.

Based on aggregated 13F filings for Q1 2021.