First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
7 hedge funds and large institutions have $1.33M invested in First Trust SMID Cap Rising Dividend Achievers ETF in 2019 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 3 increasing their positions, 3 reducing their positions, and 2 closing their positions.
6% more capital invested
Capital invested by funds: $1.26M → $1.33M (+$75K)
0% more repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 3
2.32% less ownership
Funds ownership: 35.83% → 33.51% (-2.3%)
13% less funds holding
Funds holding: 8 → 7 (-1)
50% less first-time investments, than exits
New positions opened: 1 | Existing positions closed: 2
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
+$210K |
| 2 |
LPL Financial
San Diego,
California
|
+$74.2K |
| 3 |
Bank of America
Charlotte,
North Carolina
|
+$2.51K |
| 4 |
Wells Fargo
San Francisco,
California
|
+$20 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$224K |
| 2 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$88.6K |
| 3 |
UBS Group
Zurich,
Switzerland
|
-$27.3K |
| 4 |
AIC
Ameritas Investment Company
Lincoln,
Nebraska
|
-$11K |
| 5 |
AG
Advisor Group
Phoenix,
Arizona
|
-$118 |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Royal Bank of Canada
Toronto,
Ontario, Canada
| $631K | -$88.6K | -4,514 | -12% |
|
|
2
LPL Financial
San Diego,
California
| $307K | +$74.2K | +3,780 | +32% |
|
|
LTFS
3
Ladenburg Thalmann Financial Services
Miami,
Florida
| $265K | +$210K | +10,719 | +412% |
|
|
4
Bank of America
Charlotte,
North Carolina
| $113K | +$2.51K | +128 | +2% |
|
|
5
UBS Group
Zurich,
Switzerland
| $10K | -$27.3K | -1,391 | -74% |
|
|
AG
6
Advisor Group
Phoenix,
Arizona
| $7K | -$118 | -6 | -2% |
|
|
7
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$224K | -12,750 | Closed |
|
|
AIC
8
Ameritas Investment Company
Lincoln,
Nebraska
| – | -$11K | -610 | Closed |
|
|
9
Wells Fargo
San Francisco,
California
| – | +$20 | +1 | New |
|
SDVY Hedge Fund Activity: Q1 2019 in Review
7 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) for Q1 2019, worth a combined $1.33M — up 6% from $1.26M a quarter earlier.
Sellers outnumbered buyers: 2 funds closed out of SDVY and 1 opened new positions — a net loss of 1 holder — while 3 trimmed existing stakes and 3 added.
The largest buyer was Ladenburg Thalmann Financial Services, adding an estimated $210K. The largest seller was Susquehanna International Group, exiting entirely with an estimated $224K sold.
- 7 institutional investors held First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) as of Q1 2019, down from 8 in Q4 2018.
- Funds reported $1.33M of First Trust SMID Cap Rising Dividend Achievers ETF stock for Q1 2019, up 6% quarter-over-quarter.
- 1 fund opened new First Trust SMID Cap Rising Dividend Achievers ETF positions in Q1 2019 and 2 closed out, a net change of -1 holder.
- The largest First Trust SMID Cap Rising Dividend Achievers ETF buyer in Q1 2019 was Ladenburg Thalmann Financial Services, an estimated $210K added.
- The largest First Trust SMID Cap Rising Dividend Achievers ETF seller in Q1 2019 was Susquehanna International Group, an estimated $224K sold.
Based on aggregated 13F filings for Q1 2019.