First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
7 hedge funds and large institutions have $2.1M invested in First Trust SMID Cap Rising Dividend Achievers ETF in 2020 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 1 increasing their positions, 4 reducing their positions, and 4 closing their positions.
12.78% less ownership
Funds ownership: 33.66% → 20.88% (-13%)
29% less capital invested
Capital invested by funds: $2.96M → $2.1M (-$857K)
36% less funds holding
Funds holding: 11 → 7 (-4)
75% less repeat investments, than reductions
Existing positions increased: 1 | Existing positions reduced: 4
100% less first-time investments, than exits
New positions opened: 0 | Existing positions closed: 4
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BFEC
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
+$9K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$376K |
| 2 |
LPL Financial
San Diego,
California
|
-$211K |
| 3 |
Goldman Sachs
New York
|
-$208K |
| 4 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$55.1K |
| 5 |
FAIM
Financial Advocates Investment Management
Olympia,
Washington
|
-$40.8K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
FAIM
1
Financial Advocates Investment Management
Olympia,
Washington
| $693K | -$40.8K | -2,220 | -6% |
|
2
Osaic Holdings
Scottsdale,
Arizona
| $555K | -$23.8K | -1,298 | -4% |
|
|
3
Royal Bank of Canada
Toronto,
Ontario, Canada
| $336K | -$55.1K | -3,002 | -14% |
|
|
OPA
4
Old Port Advisors
Portland,
Maine
| $305K | – | – | – |
|
|
BFEC
5
Benjamin F. Edwards & Company
St. Louis,
Missouri
| $161K | +$9K | +490 | +6% |
|
|
CFGS
6
Concourse Financial Group Securities
Birmingham,
Alabama
| $50K | -$36.2K | -1,969 | -42% |
|
|
7
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$376K | -21,397 | Closed |
|
|
8
LPL Financial
San Diego,
California
| – | -$211K | -12,013 | Closed |
|
|
9
Goldman Sachs
New York
| – | -$208K | -11,843 | Closed |
|
10
UBS Group
Zurich,
Switzerland
| – | -$4K | -200 | Closed |
|
SDVY Hedge Fund Activity: Q3 2020 in Review
7 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) for Q3 2020, worth a combined $2.1M — down 29% from $2.96M a quarter earlier.
Sellers outnumbered buyers: 4 funds closed out of SDVY and 0 opened new positions — a net loss of 4 holders — while 4 trimmed existing stakes and 1 added.
The largest buyer was Benjamin F. Edwards & Company, adding an estimated $9K. The largest seller was Susquehanna International Group, exiting entirely with an estimated $376K sold.
- 7 institutional investors held First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) as of Q3 2020, down from 11 in Q2 2020.
- Funds reported $2.1M of First Trust SMID Cap Rising Dividend Achievers ETF stock for Q3 2020, down 29% quarter-over-quarter.
- 0 funds opened new First Trust SMID Cap Rising Dividend Achievers ETF positions in Q3 2020 and 4 closed out, a net change of -4 holders.
- The largest First Trust SMID Cap Rising Dividend Achievers ETF buyer in Q3 2020 was Benjamin F. Edwards & Company, an estimated $9K added.
- The largest First Trust SMID Cap Rising Dividend Achievers ETF seller in Q3 2020 was Susquehanna International Group, an estimated $376K sold.
Based on aggregated 13F filings for Q3 2020.