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First Trust SMID Cap Rising Dividend Achievers ETF

41 hedge funds and large institutions have $81.9M invested in First Trust SMID Cap Rising Dividend Achievers ETF in 2021 Q2 according to their latest regulatory filings, with 22 funds opening new positions, 16 increasing their positions, 1 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,500% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 1

633% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 3

330% more capital invested

Capital invested by funds: $19M → $81.9M (+$62.9M)

86% more funds holding

Funds holding: 2241 (+19)

16.07% more ownership

Funds ownership: 55.79%71.85% (+16%)

Holders
41
Holders Change
+19
Holders Change %
+86.36%
% of All Funds
0.71%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
22
Increased
16
Reduced
1
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$15.8M +$6.72M +227,768 +73%
Stifel Financial
2
Stifel Financial
Missouri
$11.7M +$11.6M +393,518 +4,572%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$8.68M +$8.44M +286,147 +2,380%
RA
4
RiverTree Advisors
Florida
$7.1M +$7.19M +243,913 New
RJFSA
5
Raymond James Financial Services Advisors
Florida
$5.4M +$5.47M +185,542 New
Cetera Investment Advisers
6
Cetera Investment Advisers
Illinois
$5.11M +$5.18M +175,628 New
Osaic Holdings
7
Osaic Holdings
Arizona
$3.73M +$2.31M +78,414 +157%
RJA
8
Raymond James & Associates
Florida
$3.01M +$3.05M +103,441 New
Truist Financial
9
Truist Financial
North Carolina
$2.55M +$2.58M +87,565 New
Jane Street
10
Jane Street
New York
$2.18M +$2.21M +74,991 New
CAN
11
Cetera Advisor Networks
California
$2.02M +$1.58M +53,542 +337%
HI
12
Harbour Investments
Wisconsin
$1.89M +$1.43M +48,646 +296%
IAA
13
Independent Advisor Alliance
North Carolina
$1.46M +$1.48M +50,031 New
FAIM
14
Financial Advocates Investment Management
Washington
$1.45M +$139K +4,727 +10%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$1.41M +$1.05M +35,747 +281%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$1.35M +$1.03M +34,975 +309%
KAS
17
Kestra Advisory Services
Texas
$1.12M +$1.14M +38,610 New
AWG
18
Altus Wealth Group
Colorado
$832K +$10.7K +362 +1%
FEM
19
Fulcrum Equity Management
Texas
$629K +$638K +21,614 New
BCM
20
Breiter Capital Management
Florida
$526K +$533K +18,070 New
OPA
21
Old Port Advisors
Maine
$476K
EH
22
Equitable Holdings
New York
$416K +$41K +1,390 +11%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$323K -$569K -19,282 -63%
WSC
24
Wellington Shields & Co
New York
$322K +$326K +11,060 New
BFEC
25
Benjamin F. Edwards & Company
Missouri
$321K +$12.7K +430 +4%

SDVY Hedge Fund Activity: Q2 2021 in Review

41 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) for Q2 2021, worth a combined $81.9M — up 330% from $19M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new SDVY positions and 3 closed out — a net gain of 19 holders — while 16 added to existing stakes and 1 trimmed.

The largest buyer was Stifel Financial, adding an estimated $11.6M. The largest seller was Citadel Advisors, exiting entirely with an estimated $1.16M sold.

  • 41 institutional investors held First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) as of Q2 2021, up from 22 in Q1 2021.
  • Funds reported $81.9M of First Trust SMID Cap Rising Dividend Achievers ETF stock for Q2 2021, up 330% quarter-over-quarter.
  • 22 funds opened new First Trust SMID Cap Rising Dividend Achievers ETF positions in Q2 2021 and 3 closed out, a net change of +19 holders.
  • The largest First Trust SMID Cap Rising Dividend Achievers ETF buyer in Q2 2021 was Stifel Financial, an estimated $11.6M added.
  • The largest First Trust SMID Cap Rising Dividend Achievers ETF seller in Q2 2021 was Citadel Advisors, an estimated $1.16M sold.

Based on aggregated 13F filings for Q2 2021.