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First Trust SMID Cap Rising Dividend Achievers ETF

136 hedge funds and large institutions have $616M invested in First Trust SMID Cap Rising Dividend Achievers ETF in 2022 Q1 according to their latest regulatory filings, with 55 funds opening new positions, 68 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,000% more first-time investments, than exits

New positions opened: 55 | Existing positions closed: 5

467% more repeat investments, than reductions

Existing positions increased: 68 | Existing positions reduced: 12

112% more capital invested

Capital invested by funds: $291M → $616M (+$326M)

56% more funds holding

Funds holding: 87136 (+49)

5.45% more ownership

Funds ownership: 66.25%71.71% (+5.5%)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

Holders
136
Holders Change
+49
Holders Change %
+56.32%
% of All Funds
2.15%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
55
Increased
68
Reduced
12
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$113M +$49.3M +1,707,692 +73%
RJA
2
Raymond James & Associates
Florida
$54.5M +$28.9M +999,654 +105%
Morgan Stanley
3
Morgan Stanley
New York
$38.6M +$39.9M +1,382,243 +52,878%
Osaic Holdings
4
Osaic Holdings
Arizona
$31.1M +$17.7M +613,214 +178%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$25.4M +$21.1M +728,892 +396%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$23.4M +$17.5M +605,692 +259%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$21.6M +$12.6M +437,948 +130%
Stifel Financial
8
Stifel Financial
Missouri
$18.9M -$645K -22,321 -3%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$18.5M +$3.79M +131,338 +25%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$15.4M +$9.56M +330,974 +149%
PAG
11
Private Advisor Group
New Jersey
$15.2M +$6.17M +213,495 +64%
Truist Financial
12
Truist Financial
North Carolina
$15M +$6.65M +230,347 +75%
AWM
13
AE Wealth Management
Kansas
$13.8M +$13.9M +479,882 +3,466%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$12.3M +$5.28M +182,877 +70%
KAS
15
Kestra Advisory Services
Texas
$12.2M +$6.24M +216,186 +98%
CA
16
Crumly & Associates
Illinois
$9.97M -$793K -27,454 -7%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$9.52M +$9.34M +323,410 +1,790%
RIA
18
Regal Investment Advisors
Michigan
$9.25M +$9.58M +331,887 New
RA
19
RiverTree Advisors
Florida
$8.15M +$948K +32,843 +13%
UBS Group
20
UBS Group
Switzerland
$6.99M +$7.23M +250,244 +44,448%
PFS
21
Prospera Financial Services
Texas
$6.53M +$5.29M +183,330 +360%
SPIA
22
Steward Partners Investment Advisory
New York
$6.08M +$5.85M +202,660 +1,300%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$5.53M +$5.21M +180,239 +989%
CAN
24
Cetera Advisor Networks
California
$5.45M -$143K -4,940 -2%
Wealth Enhancement Advisory Services
25
Wealth Enhancement Advisory Services
Minnesota
$5.32M +$5.53M +191,470 New

SDVY Hedge Fund Activity: Q1 2022 in Review

136 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) for Q1 2022, worth a combined $616M — up 112% from $291M a quarter earlier.

Buyers outnumbered sellers: 55 funds opened new SDVY positions and 5 closed out — a net gain of 50 holders — while 68 added to existing stakes and 12 trimmed.

The largest buyer was LPL Financial, adding an estimated $49.3M. The largest seller was Independent Advisor Alliance, cutting an estimated $1.43M.

  • 136 institutional investors held First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) as of Q1 2022, up from 87 in Q4 2021.
  • Funds reported $616M of First Trust SMID Cap Rising Dividend Achievers ETF stock for Q1 2022, up 112% quarter-over-quarter.
  • 55 funds opened new First Trust SMID Cap Rising Dividend Achievers ETF positions in Q1 2022 and 5 closed out, a net change of +50 holders.
  • The largest First Trust SMID Cap Rising Dividend Achievers ETF buyer in Q1 2022 was LPL Financial, an estimated $49.3M added.
  • The largest First Trust SMID Cap Rising Dividend Achievers ETF seller in Q1 2022 was Independent Advisor Alliance, an estimated $1.43M sold.

Based on aggregated 13F filings for Q1 2022.