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First Trust SMID Cap Rising Dividend Achievers ETF
SDVY

6 hedge funds and large institutions have $3.77M invested in First Trust SMID Cap Rising Dividend Achievers ETF in 2019 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 3 increasing their positions, 0 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

98% more capital invested

Capital invested by funds: $1.9M → $3.77M (+$1.87M)

11.9% more ownership

Funds ownership: 26.81% → 38.71% (+12%)

0% more funds holding

Funds holding: 6 → 6 (0)

0% more first-time investments, than exits

New positions opened: 1 | Existing positions closed: 1

Holders
6
Holders Change
–
Holders Change %
0%
% of All Funds
0.12%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
3
Reduced
–
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LTFS
Ladenburg Thalmann Financial Services
Florida
+$750K
2
FAIM
Financial Advocates Investment Management
Washington
+$452K
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$336K
4
LPL Financial
LPL Financial
California
+$172K

Top Sellers

Rank Fund Capital Flow
1
AIC
Ameritas Investment Company
Nebraska
-$12K

SDVY Hedge Fund Activity: Q4 2019 in Review

6 of the 5,092 institutional investors tracked by Wall St. Rank reported a position in First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) for Q4 2019, worth a combined $3.77M — up 98% from $1.9M a quarter earlier.

Fund positioning in SDVY was balanced in Q4 2019: 1 fund opened new positions, 1 closed out, 3 added to existing stakes and 0 trimmed.

The largest buyer was Ladenburg Thalmann Financial Services, adding an estimated $750K. The largest seller was Ameritas Investment Company, exiting entirely with an estimated $12K sold.

  • 6 institutional investors held First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) as of Q4 2019, unchanged from Q3 2019.
  • Funds reported $3.77M of First Trust SMID Cap Rising Dividend Achievers ETF stock for Q4 2019, up 98% quarter-over-quarter.
  • 1 fund opened new First Trust SMID Cap Rising Dividend Achievers ETF positions in Q4 2019 and 1 closed out, a net change of 0 holders.
  • The largest First Trust SMID Cap Rising Dividend Achievers ETF buyer in Q4 2019 was Ladenburg Thalmann Financial Services, an estimated $750K added.
  • The largest First Trust SMID Cap Rising Dividend Achievers ETF seller in Q4 2019 was Ameritas Investment Company, an estimated $12K sold.

Based on aggregated 13F filings for Q4 2019.