First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
6 hedge funds and large institutions have $3.77M invested in First Trust SMID Cap Rising Dividend Achievers ETF in 2019 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 3 increasing their positions, 0 reducing their positions, and 1 closing their positions.
98% more capital invested
Capital invested by funds: $1.9M → $3.77M (+$1.87M)
11.9% more ownership
Funds ownership: 26.81% → 38.71% (+12%)
0% more funds holding
Funds holding: 6 → 6 (0)
0% more first-time investments, than exits
New positions opened: 1 | Existing positions closed: 1
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
+$750K |
| 2 |
FAIM
Financial Advocates Investment Management
Olympia,
Washington
|
+$452K |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$336K |
| 4 |
LPL Financial
San Diego,
California
|
+$172K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AIC
Ameritas Investment Company
Lincoln,
Nebraska
|
-$12K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
LTFS
1
Ladenburg Thalmann Financial Services
Miami,
Florida
| $1.56M | +$750K | +35,533 | +97% |
|
|
2
LPL Financial
San Diego,
California
| $943K | +$172K | +8,130 | +23% |
|
|
3
Royal Bank of Canada
Toronto,
Ontario, Canada
| $668K | +$336K | +15,897 | +106% |
|
|
FAIM
4
Financial Advocates Investment Management
Olympia,
Washington
| $464K | +$452K | +21,430 | New |
|
|
AG
5
Advisor Group
Phoenix,
Arizona
| $134K | – | – | – |
|
|
AIC
6
Ameritas Investment Company
Lincoln,
Nebraska
| – | -$12K | -610 | Closed |
|
SDVY Hedge Fund Activity: Q4 2019 in Review
6 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) for Q4 2019, worth a combined $3.77M — up 98% from $1.9M a quarter earlier.
Fund positioning in SDVY was balanced in Q4 2019: 1 fund opened new positions, 1 closed out, 3 added to existing stakes and 0 trimmed.
The largest buyer was Ladenburg Thalmann Financial Services, adding an estimated $750K. The largest seller was Ameritas Investment Company, exiting entirely with an estimated $12K sold.
- 6 institutional investors held First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) as of Q4 2019, unchanged from Q3 2019.
- Funds reported $3.77M of First Trust SMID Cap Rising Dividend Achievers ETF stock for Q4 2019, up 98% quarter-over-quarter.
- 1 fund opened new First Trust SMID Cap Rising Dividend Achievers ETF positions in Q4 2019 and 1 closed out, a net change of 0 holders.
- The largest First Trust SMID Cap Rising Dividend Achievers ETF buyer in Q4 2019 was Ladenburg Thalmann Financial Services, an estimated $750K added.
- The largest First Trust SMID Cap Rising Dividend Achievers ETF seller in Q4 2019 was Ameritas Investment Company, an estimated $12K sold.
Based on aggregated 13F filings for Q4 2019.