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First Trust SMID Cap Rising Dividend Achievers ETF

403 hedge funds and large institutions have $4.83B invested in First Trust SMID Cap Rising Dividend Achievers ETF in 2024 Q3 according to their latest regulatory filings, with 86 funds opening new positions, 220 increasing their positions, 71 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

378% more first-time investments, than exits

New positions opened: 86 | Existing positions closed: 18

210% more repeat investments, than reductions

Existing positions increased: 220 | Existing positions reduced: 71

36% more funds holding in top 10

Funds holding in top 10: 1419 (+5)

31% more capital invested

Capital invested by funds: $3.67B → $4.83B (+$1.15B)

19% more funds holding

Funds holding: 339403 (+64)

1% less ownership

Funds ownership: 80.38%79.39% (-1%)

Holders
403
Holders Change
+64
Holders Change %
+18.88%
% of All Funds
5.79%
Holding in Top 10
19
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+35.71%
% of All Funds
0.27%
New
86
Increased
220
Reduced
71
Closed
18
Calls
$244K
Puts
Net Calls
+$244K
Net Calls Change
+$281K
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$654M +$91.8M +2,628,717 +17%
Morgan Stanley
2
Morgan Stanley
New York
$544M +$87.1M +2,496,258 +20%
Wells Fargo
3
Wells Fargo
California
$384M +$54.9M +1,571,858 +17%
UBS Group
4
UBS Group
Switzerland
$219M +$47.5M +1,360,184 +29%
Bank of America
5
Bank of America
North Carolina
$210M +$30.6M +876,068 +18%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$159M +$45.1M +1,291,745 +42%
RJA
7
Raymond James & Associates
Florida
$154M +$23.4M +669,172 +19%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$154M +$33.7M +964,056 +30%
CIA
9
Capital Investment Advisors
Georgia
$118M +$8.2M +234,870 +8%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$114M +$24.5M +700,531 +29%
LI
11
LVZ Inc
Michigan
$98.6M -$247K -7,074 -0.3%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$92.6M +$18.2M +522,644 +26%
PNC
13
Park National Corp
Ohio
$92.1M +$65.8M +1,885,435 +292%
Stifel Financial
14
Stifel Financial
Missouri
$90.4M +$12.1M +347,799 +16%
Truist Financial
15
Truist Financial
North Carolina
$88.7M -$598K -17,142 -0.7%
Osaic Holdings
16
Osaic Holdings
Arizona
$79.3M +$8.01M +229,434 +12%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$76.1M +$5.52M +158,171 +8%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$65.9M +$7.07M +202,497 +13%
HighTower Advisors
19
HighTower Advisors
Illinois
$48.7M +$11.1M +319,226 +31%
MML Investors Services
20
MML Investors Services
Massachusetts
$41.1M +$4.21M +120,714 +12%
Baird Financial Group
21
Baird Financial Group
Wisconsin
$40.2M +$10.5M +299,892 +37%
William Blair & Company
22
William Blair & Company
Illinois
$39.8M +$2.4M +68,793 +7%
PAG
23
Private Advisor Group
New Jersey
$37.6M +$3.47M +99,423 +11%
KAS
24
Kestra Advisory Services
Texas
$35.1M +$3.23M +92,568 +11%
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$35.1M +$5.73M +164,058 +21%

SDVY Hedge Fund Activity: Q3 2024 in Review

403 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) for Q3 2024, worth a combined $4.83B — up 31% from $3.67B a quarter earlier.

Buyers outnumbered sellers: 86 funds opened new SDVY positions and 18 closed out — a net gain of 68 holders — while 220 added to existing stakes and 71 trimmed.

The largest buyer was LPL Financial, adding an estimated $91.8M. The largest seller was Gunn & Company Investment Management, cutting an estimated $30.1M.

  • 403 institutional investors held First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) as of Q3 2024, up from 339 in Q2 2024.
  • Funds reported $4.83B of First Trust SMID Cap Rising Dividend Achievers ETF stock for Q3 2024, up 31% quarter-over-quarter.
  • 86 funds opened new First Trust SMID Cap Rising Dividend Achievers ETF positions in Q3 2024 and 18 closed out, a net change of +68 holders.
  • The largest First Trust SMID Cap Rising Dividend Achievers ETF buyer in Q3 2024 was LPL Financial, an estimated $91.8M added.
  • The largest First Trust SMID Cap Rising Dividend Achievers ETF seller in Q3 2024 was Gunn & Company Investment Management, an estimated $30.1M sold.

Based on aggregated 13F filings for Q3 2024.