Ladenburg Thalmann Financial Services’s First Trust SMID Cap Rising Dividend Achievers ETF SDVY Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio SDVY Stock Details SDVY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$1.56M	Buy	72,188 +35,533	+97%	+$750K	0.01%	1007
2019 Q3	$744K	Buy	36,655 +13,585	+59%	+$273K	0.01%	1450
2019 Q2	$475K	Buy	23,070 +9,750	+73%	+$198K	﹤0.01%	1791
2019 Q1	$265K	Buy	13,320 +10,719	+412%	+$210K	﹤0.01%	2184
2018 Q4	$46K	Sell	2,601 -757	-23%	-$14.7K	﹤0.01%	3323
2018 Q3	$71K	Buy	+3,358	New	+$72.2K	﹤0.01%	3091

Other funds holding SDVY

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

FAIM

Financial Advocates Investment Management Olympia, Washington $178M AUM 21.03% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Ladenburg Thalmann Financial Services's SDVY Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) stake by 97% in Q4 2019, buying an estimated $750K and bringing the position to 72,188 shares worth $1.56M. The position accounts for 0.01% of the portfolio, ranked #1007.

Ladenburg Thalmann Financial Services first reported a position in SDVY in Q3 2018 and has held it in 6 quarters since. 6 funds tracked by Wall St. Rank hold SDVY as of Q4 2019.

Ladenburg Thalmann Financial Services held 72,188 shares of First Trust SMID Cap Rising Dividend Achievers ETF worth $1.56M as of Q4 2019.
Ladenburg Thalmann Financial Services bought 35,533 First Trust SMID Cap Rising Dividend Achievers ETF shares in Q4 2019, an estimated $750K.
First Trust SMID Cap Rising Dividend Achievers ETF made up 0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1007 holding.
Ladenburg Thalmann Financial Services first reported a position in First Trust SMID Cap Rising Dividend Achievers ETF in Q3 2018 and has held it in 6 quarters since.
6 funds tracked by Wall St. Rank held First Trust SMID Cap Rising Dividend Achievers ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.