Principal Securities’s Congress Intermediate Bond ETF CAFX Stock Holding History

Principal Securities’s Portfolio CAFX Stock Details CAFX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$2.57M	Sell	104,213 -210,531	-67%	-$5.21M	0.03%	461
2026 Q1	$7.81M	Sell	314,744 -22,743	-7%	-$569K	0.11%	164
2025 Q4	$8.44M	Buy	337,487 +1,443	+0.4%	+$36.2K	0.13%	153
2025 Q3	$8.41M	Buy	336,044 +1,678	+0.5%	+$41.9K	0.14%	140
2025 Q2	$8.34M	Buy	334,366 +269,085	+412%	+$6.67M	0.16%	122
2025 Q1	$1.6M	Hold	65,281	–	–	0.04%	423
2024 Q4	$1.6M	Buy	+65,281	New	+$1.61M	0.04%	421

Other funds holding CAFX

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Envestnet Portfolio Solutions Chicago, Illinois $20.9B AUM 19.34% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $49B AUM 25.55% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

BRWA

B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.89% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

TFA

Transamerica Financial Advisors St. Petersburg, Florida $1.18B AUM 31.24% 1-Year Est. Return

Principal Securities's CAFX Position: Q2 2026 in Review

Principal Securities reduced its Congress Intermediate Bond ETF (CAFX) stake by 67% in Q2 2026, selling an estimated $5.21M and leaving 104,213 shares worth $2.57M. The position accounts for 0.03% of the portfolio, ranked #461.

Principal Securities first reported a position in CAFX in Q4 2024 and has held it in 7 quarters since. The position peaked at $8.44M in Q4 2025. 25 funds tracked by Wall St. Rank hold CAFX as of Q2 2026.

Principal Securities held 104,213 shares of Congress Intermediate Bond ETF worth $2.57M as of Q2 2026.
Principal Securities sold 210,531 Congress Intermediate Bond ETF shares in Q2 2026, an estimated $5.21M.
Congress Intermediate Bond ETF made up 0.03% of Principal Securities's portfolio in Q2 2026, its #461 holding.
Principal Securities first reported a position in Congress Intermediate Bond ETF in Q4 2024 and has held it in 7 quarters since.
Principal Securities's Congress Intermediate Bond ETF position peaked at $8.44M in Q4 2025.
25 funds tracked by Wall St. Rank held Congress Intermediate Bond ETF as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.