Principal Securities’s FT Vest Fund of Buffer ETFs BUFR Stock Holding History

Principal Securities’s Portfolio BUFR Stock Details BUFR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$8.09M	Buy	239,679 +23,621	+11%	+$811K	0.12%	158
2025 Q4	$7.4M	Buy	216,058 +1,145	+0.5%	+$38.7K	0.11%	166
2025 Q3	$7.18M	Buy	214,913 +24,321	+13%	+$793K	0.12%	162
2025 Q2	$6.06M	Buy	190,592 +90,605	+91%	+$2.73M	0.11%	173
2025 Q1	$3.05M	Hold	99,987	–	–	0.07%	266
2024 Q4	$3.05M	Buy	99,987 +15,579	+18%	+$472K	0.07%	265
2024 Q3	$2.52M	Buy	84,408 +36,589	+77%	+$1.07M	0.06%	279
2024 Q2	$1.38M	Buy	47,819 +16,596	+53%	+$468K	0.04%	396
2024 Q1	$873K	Buy	31,223 +10,571	+51%	+$288K	0.03%	491
2023 Q4	$549K	Buy	+20,652	New	+$522K	0.02%	563

Other funds holding BUFR

LPL Financial San Diego, California $376B AUM 19.32% 1-Year Est. Return

Cetera Investment Advisers

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Commonwealth Equity Services

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Envestnet Asset Management

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Raymond James Financial

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Carson Wealth (CWM LLC)

Carson Wealth (CWM LLC) Omaha, Nebraska $38B AUM 19.66% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

Cambridge Investment Research Advisors

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return