Principal Securities’s FT Vest Fund of Buffer ETFs BUFR Stock Holding History

Principal Securities’s Portfolio BUFR Stock Details BUFR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$8.51M	Sell	232,928 -6,751	-3%	-$242K	0.1%	183
2026 Q1	$8.09M	Buy	239,679 +23,621	+11%	+$811K	0.12%	158
2025 Q4	$7.4M	Buy	216,058 +1,145	+0.5%	+$38.7K	0.11%	166
2025 Q3	$7.18M	Buy	214,913 +24,321	+13%	+$793K	0.12%	162
2025 Q2	$6.06M	Buy	190,592 +90,605	+91%	+$2.73M	0.11%	173
2025 Q1	$3.05M	Hold	99,987	–	–	0.07%	266
2024 Q4	$3.05M	Buy	99,987 +15,579	+18%	+$472K	0.07%	265
2024 Q3	$2.52M	Buy	84,408 +36,589	+77%	+$1.07M	0.06%	279
2024 Q2	$1.38M	Buy	47,819 +16,596	+53%	+$468K	0.04%	396
2024 Q1	$873K	Buy	31,223 +10,571	+51%	+$288K	0.03%	491
2023 Q4	$549K	Buy	+20,652	New	+$522K	0.02%	563

Other funds holding BUFR

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $49B AUM 25.55% 1-Year Est. Return

Principal Securities's BUFR Position: Q2 2026 in Review

Principal Securities reduced its FT Vest Fund of Buffer ETFs (BUFR) stake by 2.8% in Q2 2026, selling an estimated $242K and leaving 232,928 shares worth $8.51M. The position accounts for 0.1% of the portfolio, ranked #183.

Principal Securities first reported a position in BUFR in Q4 2023 and has held it in 11 quarters since. 538 funds tracked by Wall St. Rank hold BUFR as of Q2 2026.

Principal Securities held 232,928 shares of FT Vest Fund of Buffer ETFs worth $8.51M as of Q2 2026.
Principal Securities sold 6,751 FT Vest Fund of Buffer ETFs shares in Q2 2026, an estimated $242K.
FT Vest Fund of Buffer ETFs made up 0.1% of Principal Securities's portfolio in Q2 2026, its #183 holding.
Principal Securities first reported a position in FT Vest Fund of Buffer ETFs in Q4 2023 and has held it in 11 quarters since.
538 funds tracked by Wall St. Rank held FT Vest Fund of Buffer ETFs as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.