Principal Securities’s Innovator Laddered Allocation Buffer ETF BUFB Stock Holding History

Principal Securities’s Portfolio BUFB Stock Details BUFB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$4.83M	Buy	122,906 +10,748	+10%	+$413K	0.06%	297
2026 Q1	$4.03M	Buy	112,158 +35,354	+46%	+$1.3M	0.06%	312
2025 Q4	$2.81M	Buy	76,804 +14,747	+24%	+$532K	0.04%	364
2025 Q3	$2.22M	Buy	62,057 +4,697	+8%	+$163K	0.04%	422
2025 Q2	$1.94M	Buy	57,360 +14,326	+33%	+$457K	0.04%	421
2025 Q1	$1.39M	Hold	43,034	–	–	0.03%	450
2024 Q4	$1.39M	Buy	43,034 +10,725	+33%	+$345K	0.03%	450
2024 Q3	$1.02M	Buy	32,309 +768	+2%	+$23.7K	0.02%	522
2024 Q2	$963K	Buy	31,541 +2,807	+10%	+$83.3K	0.03%	488
2024 Q1	$844K	Buy	28,734 +13,822	+93%	+$395K	0.03%	498
2023 Q4	$414K	Buy	+14,912	New	+$393K	0.02%	678

Other funds holding BUFB

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

CWM

Capital Wealth Management W. Warwick, Rhode Island $416M AUM 18.45% 1-Year Est. Return

GWN Securities Palm Beach Gardens, Florida $598M AUM 32.4% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

DAS

Diversify Advisory Services Sandy, Utah $5.98B AUM 28.55% 1-Year Est. Return

DWM

Diversify Wealth Management Sandy, Utah $5.98B AUM 29.21% 1-Year Est. Return

SPWG

Syntegra Private Wealth Group Chesterfield, Missouri $1.29B AUM 18.05% 1-Year Est. Return

Principal Securities's BUFB Position: Q2 2026 in Review

Principal Securities increased its Innovator Laddered Allocation Buffer ETF (BUFB) stake by 9.6% in Q2 2026, buying an estimated $413K and bringing the position to 122,906 shares worth $4.83M. The position accounts for 0.06% of the portfolio, ranked #297.

Principal Securities first reported a position in BUFB in Q4 2023 and has held it in 11 quarters since. 95 funds tracked by Wall St. Rank hold BUFB as of Q2 2026.

Principal Securities held 122,906 shares of Innovator Laddered Allocation Buffer ETF worth $4.83M as of Q2 2026.
Principal Securities bought 10,748 Innovator Laddered Allocation Buffer ETF shares in Q2 2026, an estimated $413K.
Innovator Laddered Allocation Buffer ETF made up 0.06% of Principal Securities's portfolio in Q2 2026, its #297 holding.
Principal Securities first reported a position in Innovator Laddered Allocation Buffer ETF in Q4 2023 and has held it in 11 quarters since.
95 funds tracked by Wall St. Rank held Innovator Laddered Allocation Buffer ETF as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.