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Principal Securities’s Innovator Laddered Allocation Buffer ETF BUFB Stock Holding History

Principal Securities’s Portfolio BUFB Stock Details BUFB Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$4.03M Buy
112,158
+35,354
+46% +$1.3M 0.06% 312
2025
Q4 		$2.81M Buy
76,804
+14,747
+24% +$532K 0.04% 364
2025
Q3 		$2.22M Buy
62,057
+4,697
+8% +$163K 0.04% 422
2025
Q2 		$1.94M Buy
57,360
+14,326
+33% +$457K 0.04% 421
2025
Q1 		$1.39M Hold
43,034
– – 0.03% 450
2024
Q4 		$1.39M Buy
43,034
+10,725
+33% +$345K 0.03% 450
2024
Q3 		$1.02M Buy
32,309
+768
+2% +$23.7K 0.02% 522
2024
Q2 		$963K Buy
31,541
+2,807
+10% +$83.3K 0.03% 488
2024
Q1 		$844K Buy
28,734
+13,822
+93% +$395K 0.03% 498
2023
Q4 		$414K Buy
+14,912
New +$393K 0.02% 678

Other funds holding BUFB

LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
GS
GWN Securities Palm Beach Gardens, Florida $523M AUM 20.1% 1-Year Est. Return
CWM
Capital Wealth Management W. Warwick, Rhode Island $416M AUM 18.45% 1-Year Est. Return
DWM
Diversify Wealth Management Sandy, Utah $5.61B AUM 19.63% 1-Year Est. Return
SPWG
Syntegra Private Wealth Group Chesterfield, Missouri $1.29B AUM 18.05% 1-Year Est. Return
CAP
Columbia Advisory Partners Spokane, Washington $157M AUM 17.04% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Principal Securities's BUFB Position: Q1 2026 in Review

Principal Securities increased its Innovator Laddered Allocation Buffer ETF (BUFB) stake by 46% in Q1 2026, buying an estimated $1.3M and bringing the position to 112,158 shares worth $4.03M. The position accounts for 0.06% of the portfolio, ranked #312.

Principal Securities first reported a position in BUFB in Q4 2023 and has held it in 10 quarters since. 86 funds tracked by Wall St. Rank hold BUFB as of Q1 2026.

  • Principal Securities held 112,158 shares of Innovator Laddered Allocation Buffer ETF worth $4.03M as of Q1 2026.
  • Principal Securities bought 35,354 Innovator Laddered Allocation Buffer ETF shares in Q1 2026, an estimated $1.3M.
  • Innovator Laddered Allocation Buffer ETF made up 0.06% of Principal Securities's portfolio in Q1 2026, its #312 holding.
  • Principal Securities first reported a position in Innovator Laddered Allocation Buffer ETF in Q4 2023 and has held it in 10 quarters since.
  • 86 funds tracked by Wall St. Rank held Innovator Laddered Allocation Buffer ETF as of Q1 2026.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.