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Innovator Laddered Allocation Buffer ETF
BUFB

59 hedge funds and large institutions have $104M invested in Innovator Laddered Allocation Buffer ETF in 2024 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 32 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

220% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 10

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

39% more capital invested

Capital invested by funds: $74.4M → $104M (+$29.3M)

5% more funds holding

Funds holding: 56 → 59 (+3)

4.35% more ownership

Funds ownership: 61.92% → 66.27% (+4.4%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
59
Holders Change
+3
Holders Change %
+5.36%
% of All Funds
0.85%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.01%
New
7
Increased
32
Reduced
10
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AWM
Axxcess Wealth Management
California
+$12M
2
DWM
Diversify Wealth Management
Utah
+$4.23M
3
EMAM
Encompass More Asset Management
California
+$4.1M
4
CAAS
Capital Asset Advisory Services
Michigan
+$2.3M
5
LPL Financial
LPL Financial
California
+$1.93M

Top Sellers

1
Thrivent Financial for Lutherans
Thrivent Financial for Lutherans
Minnesota
-$5.06M
2
DIM
Delta Investment Management
California
-$682K
3
RIA
Realta Investment Advisors
Delaware
-$352K
4
KCM
Kathmere Capital Management
Pennsylvania
-$132K
5
SAG
SageView Advisory Group
California
-$124K
Name Holding Trade Value Shares
Change 		Change in
Stake
CAAS
1
Capital Asset Advisory Services
Michigan
$13.1M +$2.3M +74,518 +22%
AWM
2
Axxcess Wealth Management
California
$12.9M +$12M +388,530 +1,998%
Osaic Holdings
3
Osaic Holdings
Arizona
$7.79M +$1.02M +32,920 +15%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$5.97M +$333K +10,785 +6%
HighTower Advisors
5
HighTower Advisors
Illinois
$5.72M +$443K +14,333 +9%
DWM
6
Diversify Wealth Management
Utah
$4.59M +$4.23M +136,885 +1,819%
EMAM
7
Encompass More Asset Management
California
$4.19M +$4.1M +132,600 New
4WM
8
4J Wealth Management
Virginia
$4.13M +$248K +8,041 +7%
LPL Financial
9
LPL Financial
California
$3.79M +$1.93M +62,531 +109%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$2.92M +$946K +30,623 +50%
KCM
11
Kathmere Capital Management
Pennsylvania
$2.78M -$132K -4,260 -5%
CWM
12
Capital Wealth Management
Rhode Island
$2.69M +$178K +5,774 +7%
VWA
13
Visionary Wealth Advisors
Illinois
$2.66M +$255K +8,248 +11%
SPIA
14
Steward Partners Investment Advisory
New York
$2.63M +$537K +17,375 +26%
Truist Financial
15
Truist Financial
North Carolina
$2.51M +$173K +5,591 +8%
MFG
16
MTM Financial Group
Pennsylvania
$2.4M +$111K +3,592 +5%
WIA
17
World Investment Advisors
California
$2.25M -$59.2K -1,916 -3%
NRI
18
NFP Retirement Inc
California
$2.15M +$260K +8,421 +14%
SPWG
19
Syntegra Private Wealth Group
Missouri
$1.87M +$145K +4,707 +9%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$1.75M +$650K +21,047 +61%
DI
21
Diligent Investors
California
$1.4M +$34.1K +1,104 +3%
BFC
22
Bedel Financial Consulting
Indiana
$1.28M +$53.2K +1,722 +4%
KWM
23
KFG Wealth Management
Indiana
$1.24M +$492K +15,937 +69%
PS
24
Principal Securities
Iowa
$1.02M +$23.7K +768 +2%
CWA
25
Continuum Wealth Advisors
New York
$733K +$143K +4,640 +25%
1
2 3

BUFB Hedge Fund Activity: Q3 2024 in Review

59 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in Innovator Laddered Allocation Buffer ETF (BUFB) for Q3 2024, worth a combined $104M — up 39% from $74.4M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new BUFB positions and 3 closed out — a net gain of 4 holders — while 32 added to existing stakes and 10 trimmed.

The largest buyer was Axxcess Wealth Management, adding an estimated $12M. The largest seller was Thrivent Financial for Lutherans, exiting entirely with an estimated $5.06M sold.

  • 59 institutional investors held Innovator Laddered Allocation Buffer ETF (BUFB) as of Q3 2024, up from 56 in Q2 2024.
  • Funds reported $104M of Innovator Laddered Allocation Buffer ETF stock for Q3 2024, up 39% quarter-over-quarter.
  • 7 funds opened new Innovator Laddered Allocation Buffer ETF positions in Q3 2024 and 3 closed out, a net change of +4 holders.
  • The largest Innovator Laddered Allocation Buffer ETF buyer in Q3 2024 was Axxcess Wealth Management, an estimated $12M added.
  • The largest Innovator Laddered Allocation Buffer ETF seller in Q3 2024 was Thrivent Financial for Lutherans, an estimated $5.06M sold.

Based on aggregated 13F filings for Q3 2024.