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Innovator Laddered Allocation Buffer ETF

29 hedge funds and large institutions have $38M invested in Innovator Laddered Allocation Buffer ETF in 2023 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 7 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 1

45% more capital invested

Capital invested by funds: $26.1M → $38M (+$11.9M)

43% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 7

16% more funds holding

Funds holding: 2529 (+4)

0.76% more ownership

Funds ownership: 64.56%65.32% (+0.76%)

Holders
29
Holders Change
+4
Holders Change %
+16%
% of All Funds
0.46%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
10
Reduced
7
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$6.66M +$6.85M +261,434 New
WIA
2
World Investment Advisors
California
$4.23M +$1.53M +58,586 +55%
Thrivent Financial for Lutherans
3
Thrivent Financial for Lutherans
Minnesota
$4.03M -$96.5K -3,682 -2%
Osaic Holdings
4
Osaic Holdings
Arizona
$3.98M +$1.78M +67,954 +77%
VWA
5
Visionary Wealth Advisors
Illinois
$2.82M -$20.1K -768 -0.7%
KCM
6
Kathmere Capital Management
Pennsylvania
$2.8M -$218K -8,319 -7%
HighTower Advisors
7
HighTower Advisors
Illinois
$2.69M +$2.77M +105,847 New
MFG
8
MTM Financial Group
Pennsylvania
$2.19M -$103K -3,923 -4%
CWM
9
Capital Wealth Management
Rhode Island
$1.96M -$2.44K -93 -0.1%
NRI
10
NFP Retirement Inc
California
$1.04M +$576K +21,998 +117%
SPWG
11
Syntegra Private Wealth Group
Missouri
$816K +$34K +1,298 +4%
BFC
12
Bedel Financial Consulting
Indiana
$619K +$255K +9,724 +67%
CF
13
Centaurus Financial
California
$564K +$93.4K +3,565 +19%
KWM
14
KFG Wealth Management
Indiana
$536K +$551K +21,018 New
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$475K +$55.8K +2,131 +13%
AL
16
ACAS LLC
California
$473K -$3.93K -150 -0.8%
DBRC
17
D.B. Root & Company
Pennsylvania
$312K +$14K +535 +5%
CWA
18
Continuum Wealth Advisors
New York
$309K -$2.7K -103 -0.8%
RA
19
RFG Advisory
Alabama
$303K
RIA
20
Realta Investment Advisors
Delaware
$266K
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$242K +$249K +9,497 New
SIA
22
Schechter Investment Advisors
Michigan
$207K
CIAS
23
Capital Investment Advisory Services
North Carolina
$167K +$172K +6,564 New
HBW
24
Hazlett, Burt & Watson
West Virginia
$86K +$11.1K +425 +14%
TWM
25
Tradition Wealth Management
Minnesota
$67K

BUFB Hedge Fund Activity: Q3 2023 in Review

29 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Innovator Laddered Allocation Buffer ETF (BUFB) for Q3 2023, worth a combined $38M — up 45% from $26.1M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new BUFB positions and 1 closed out — a net gain of 5 holders — while 10 added to existing stakes and 7 trimmed.

The largest buyer was Envestnet Asset Management, opening a new position worth an estimated $6.85M. The largest seller was Kathmere Capital Management, cutting an estimated $218K.

  • 29 institutional investors held Innovator Laddered Allocation Buffer ETF (BUFB) as of Q3 2023, up from 25 in Q2 2023.
  • Funds reported $38M of Innovator Laddered Allocation Buffer ETF stock for Q3 2023, up 45% quarter-over-quarter.
  • 6 funds opened new Innovator Laddered Allocation Buffer ETF positions in Q3 2023 and 1 closed out, a net change of +5 holders.
  • The largest Innovator Laddered Allocation Buffer ETF buyer in Q3 2023 was Envestnet Asset Management, an estimated $6.85M added.
  • The largest Innovator Laddered Allocation Buffer ETF seller in Q3 2023 was Kathmere Capital Management, an estimated $218K sold.

Based on aggregated 13F filings for Q3 2023.