Principal Securities’s Capital Group U.S. Small and Mid Cap ETF CGMM Stock Holding History

Principal Securities’s Portfolio CGMM Stock Details CGMM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$4.15M	Buy	125,820 +22,731	+22%	+$716K	0.05%	335
2026 Q1	$3.03M	Buy	103,089 +12,229	+13%	+$371K	0.04%	361
2025 Q4	$2.62M	Buy	90,860 +19,421	+27%	+$553K	0.04%	388
2025 Q3	$2.03M	Buy	+71,439	New	+$1.99M	0.03%	460

Other funds holding CGMM

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Pathstone Holdings Englewood, New Jersey $34.3B AUM 27.35% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $250B AUM 21.32% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

MFG

Merit Financial Group Alpharetta, Georgia $16.4B AUM 25.17% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $49B AUM 25.55% 1-Year Est. Return

Principal Securities's CGMM Position: Q2 2026 in Review

Principal Securities increased its Capital Group U.S. Small and Mid Cap ETF (CGMM) stake by 22% in Q2 2026, buying an estimated $716K and bringing the position to 125,820 shares worth $4.15M. The position accounts for 0.05% of the portfolio, ranked #335.

Principal Securities first reported a position in CGMM in Q3 2025 and has held it in 4 quarters since. 226 funds tracked by Wall St. Rank hold CGMM as of Q2 2026.

Principal Securities held 125,820 shares of Capital Group U.S. Small and Mid Cap ETF worth $4.15M as of Q2 2026.
Principal Securities bought 22,731 Capital Group U.S. Small and Mid Cap ETF shares in Q2 2026, an estimated $716K.
Capital Group U.S. Small and Mid Cap ETF made up 0.05% of Principal Securities's portfolio in Q2 2026, its #335 holding.
Principal Securities first reported a position in Capital Group U.S. Small and Mid Cap ETF in Q3 2025 and has held it in 4 quarters since.
226 funds tracked by Wall St. Rank held Capital Group U.S. Small and Mid Cap ETF as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.