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CGMM

Capital Group U.S. Small and Mid Cap ETF

199 hedge funds and large institutions have $1.72B invested in Capital Group U.S. Small and Mid Cap ETF in 2026 Q1 according to their latest regulatory filings, with 39 funds opening new positions, 130 increasing their positions, 15 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

767% more repeat investments, than reductions

Existing positions increased: 130 | Existing positions reduced: 15

290% more first-time investments, than exits

New positions opened: 39 | Existing positions closed: 10

69% more capital invested

Capital invested by funds: $1.02B → $1.72B (+$700M)

14% more funds holding

Funds holding: 175199 (+24)

0% more funds holding in top 10

Funds holding in top 10: 66 (0)

2.97% less ownership

Funds ownership: 91.39%88.42% (-3%)

Holders
199
Holders Change
+24
Holders Change %
+13.71%
% of All Funds
2.45%
Holding in Top 10
6
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
39
Increased
130
Reduced
15
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$388M +$311M +10,263,390 +347%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$268M +$55.1M +1,818,161 +25%
Wells Fargo
3
Wells Fargo
California
$89M +$43.8M +1,443,185 +91%
Osaic Holdings
4
Osaic Holdings
Arizona
$49.5M +$4.58M +150,842 +10%
Pathstone Holdings
5
Pathstone Holdings
New Jersey
$49.3M +$50.6M +1,667,441 +13,978%
Cetera Investment Advisers
6
Cetera Investment Advisers
Illinois
$44.6M +$10.6M +350,828 +30%
Jones Financial Companies
7
Jones Financial Companies
Missouri
$42.5M +$30.6M +1,009,098 +215%
MFG
8
Merit Financial Group
Georgia
$41.2M +$1.32M +43,590 +3%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$40.2M +$13.7M +450,785 +49%
CAPTRUST Financial Advisors
10
CAPTRUST Financial Advisors
North Carolina
$32.7M +$2.34M +77,096 +7%
KIM
11
Kestra Investment Management
Texas
$31.6M +$15.5M +512,078 +91%
SEI Investments
12
SEI Investments
Pennsylvania
$28.7M +$6.88M +226,974 +30%
MML Investors Services
13
MML Investors Services
Massachusetts
$27.8M +$2.83M +93,394 +11%
Northwestern Mutual Wealth Management
14
Northwestern Mutual Wealth Management
Wisconsin
$27.5M +$19.9M +656,161 +233%
Stifel Financial
15
Stifel Financial
Missouri
$27.2M +$1.12M +36,911 +4%
KAS
16
Kestra Advisory Services
Texas
$26.8M +$449K +14,815 +2%
AssetMark Inc
17
AssetMark Inc
California
$26.1M +$4.22M +139,216 +19%
EA
18
Ergawealth Advisors
Illinois
$23.3M +$1.37M +45,009 +6%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$23.3M +$4.83M +159,187 +25%
NA
20
NewEdge Advisors
Louisiana
$21.8M +$2.06M +67,790 +10%
CGPCS
21
Capital Group Private Client Services
California
$21.7M +$7.74M +255,340 +53%
PFA
22
Presper Financial Architects
Ohio
$18.8M +$19.5M +641,703 New
BEI
23
Benjamin Edwards Inc
Missouri
$15.7M +$5.6M +184,671 +53%
MLRA
24
Main Line Retirement Advisors
Montana
$15.4M +$74K +2,440 +0.5%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$15.2M +$2.65M +87,350 +20%

CGMM Hedge Fund Activity: Q1 2026 in Review

199 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in Capital Group U.S. Small and Mid Cap ETF (CGMM) for Q1 2026, worth a combined $1.72B — up 69% from $1.02B a quarter earlier.

Buyers outnumbered sellers: 39 funds opened new CGMM positions and 10 closed out — a net gain of 29 holders — while 130 added to existing stakes and 15 trimmed.

The largest buyer was LPL Financial, adding an estimated $311M. The largest seller was Janney Montgomery Scott, exiting entirely with an estimated $11.2M sold.

  • 199 institutional investors held Capital Group U.S. Small and Mid Cap ETF (CGMM) as of Q1 2026, up from 175 in Q4 2025.
  • Funds reported $1.72B of Capital Group U.S. Small and Mid Cap ETF stock for Q1 2026, up 69% quarter-over-quarter.
  • 39 funds opened new Capital Group U.S. Small and Mid Cap ETF positions in Q1 2026 and 10 closed out, a net change of +29 holders.
  • The largest Capital Group U.S. Small and Mid Cap ETF buyer in Q1 2026 was LPL Financial, an estimated $311M added.
  • The largest Capital Group U.S. Small and Mid Cap ETF seller in Q1 2026 was Janney Montgomery Scott, an estimated $11.2M sold.

Based on aggregated 13F filings for Q1 2026.