Raymond James Financial
CGMM

Raymond James Financial’s Capital Group U.S. Small and Mid Cap ETF CGMM Stock Holding History

Raymond James Financial’s Portfolio CGMM Stock Details CGMM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$14.6M Buy
495,747
+481,950
+3,493% +$14.6M ﹤0.01% 1710
2025
Q4 		$398K Buy
13,797
+6,743
+96% +$192K ﹤0.01% 4414
2025
Q3 		$200K Buy
7,054
+5,947
+537% +$166K ﹤0.01% 4620
2025
Q2 		$29.8K Buy
+1,107
New +$27.3K ﹤0.01% 5418

Other funds holding CGMM

LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Jones Financial Companies
Jones Financial Companies Des Peres, Missouri $208B AUM 16.12% 1-Year Est. Return
MFG
Merit Financial Group Alpharetta, Georgia $16.4B AUM 25.17% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return

Raymond James Financial's CGMM Position: Q1 2026 in Review

Raymond James Financial increased its Capital Group U.S. Small and Mid Cap ETF (CGMM) stake by 3,493% in Q1 2026, buying an estimated $14.6M and bringing the position to 495,747 shares worth $14.6M. The position accounts for ﹤0.01% of the portfolio, ranked #1710.

Raymond James Financial first reported a position in CGMM in Q2 2025 and has held it in 4 quarters since. 199 funds tracked by Wall St. Rank hold CGMM as of Q1 2026.

  • Raymond James Financial held 495,747 shares of Capital Group U.S. Small and Mid Cap ETF worth $14.6M as of Q1 2026.
  • Raymond James Financial bought 481,950 Capital Group U.S. Small and Mid Cap ETF shares in Q1 2026, an estimated $14.6M.
  • Capital Group U.S. Small and Mid Cap ETF made up ﹤0.01% of Raymond James Financial's portfolio in Q1 2026, its #1710 holding.
  • Raymond James Financial first reported a position in Capital Group U.S. Small and Mid Cap ETF in Q2 2025 and has held it in 4 quarters since.
  • 199 funds tracked by Wall St. Rank held Capital Group U.S. Small and Mid Cap ETF as of Q1 2026.

Based on Raymond James Financial's 13F filing for Q1 2026, filed 14 May 2026.