LPL Financial’s Capital Group U.S. Small and Mid Cap ETF CGMM Stock Holding History

LPL Financial’s Portfolio CGMM Stock Details CGMM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$708M	Buy	21,475,187 +8,256,733	+62%	+$260M	0.16%	128
2026 Q1	$388M	Buy	13,218,454 +10,263,390	+347%	+$311M	0.1%	199
2025 Q4	$85.2M	Buy	2,955,064 +967,841	+49%	+$27.5M	0.02%	622
2025 Q3	$56.4M	Buy	1,987,223 +1,651,516	+492%	+$46M	0.02%	791
2025 Q2	$9.02M	Buy	+335,707	New	+$8.29M	﹤0.01%	1818

Other funds holding CGMM

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Pathstone Holdings Englewood, New Jersey $34.3B AUM 27.35% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $250B AUM 21.32% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

MFG

Merit Financial Group Alpharetta, Georgia $16.4B AUM 25.17% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $49B AUM 25.55% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $187B AUM 21.7% 1-Year Est. Return

LPL Financial's CGMM Position: Q2 2026 in Review

LPL Financial increased its Capital Group U.S. Small and Mid Cap ETF (CGMM) stake by 62% in Q2 2026, buying an estimated $260M and bringing the position to 21,475,187 shares worth $708M. The position accounts for 0.16% of the portfolio, ranked #128.

LPL Financial first reported a position in CGMM in Q2 2025 and has held it in 5 quarters since. 226 funds tracked by Wall St. Rank hold CGMM as of Q2 2026.

LPL Financial held 21,475,187 shares of Capital Group U.S. Small and Mid Cap ETF worth $708M as of Q2 2026.
LPL Financial bought 8,256,733 Capital Group U.S. Small and Mid Cap ETF shares in Q2 2026, an estimated $260M.
Capital Group U.S. Small and Mid Cap ETF made up 0.16% of LPL Financial's portfolio in Q2 2026, its #128 holding.
LPL Financial first reported a position in Capital Group U.S. Small and Mid Cap ETF in Q2 2025 and has held it in 5 quarters since.
226 funds tracked by Wall St. Rank held Capital Group U.S. Small and Mid Cap ETF as of Q2 2026.

Based on LPL Financial's 13F filing for Q2 2026, filed 7 Aug 2026.