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CGMM

Capital Group U.S. Small and Mid Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$708M +$260M +8,256,733 +62%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$346M +$42.9M +1,361,364 +15%
Wells Fargo
3
Wells Fargo
California
$155M +$53M +1,682,787 +56%
Pathstone Holdings
4
Pathstone Holdings
New Jersey
$95.8M +$38.6M +1,225,540 +73%
Jones Financial Companies
5
Jones Financial Companies
Missouri
$81.3M +$32.4M +1,028,712 +70%
Osaic Holdings
6
Osaic Holdings
Arizona
$80.6M +$23.9M +758,030 +45%
Cetera Investment Advisers
7
Cetera Investment Advisers
Illinois
$75M +$23.8M +755,963 +50%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$51.9M +$6.38M +202,749 +15%
MFG
9
Merit Financial Group
Georgia
$46.4M +$104K +3,314 +0.2%
MML Investors Services
10
MML Investors Services
Massachusetts
$43.7M +$11.9M +379,386 +40%
Northwestern Mutual Wealth Management
11
Northwestern Mutual Wealth Management
Wisconsin
$40.7M +$9.37M +297,639 +32%
Raymond James Financial
12
Raymond James Financial
Florida
$40.2M +$22.8M +723,128 +146%
SEI Investments
13
SEI Investments
Pennsylvania
$39.3M +$6.77M +214,872 +22%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$38.6M +$36.9M +1,171,983 New
CAPTRUST Financial Advisors
15
CAPTRUST Financial Advisors
North Carolina
$37.3M +$596K +18,926 +2%
AssetMark Inc
16
AssetMark Inc
California
$36.4M +$6.75M +214,356 +24%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$35.5M +$8.91M +283,029 +36%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$35.3M +$17.4M +551,838 +106%
KAS
19
Kestra Advisory Services
Texas
$32.9M +$2.69M +85,509 +9%
Stifel Financial
20
Stifel Financial
Missouri
$31.5M +$917K +29,116 +3%
CGPCS
21
Capital Group Private Client Services
California
$31.5M +$6.83M +217,032 +29%
NA
22
NewEdge Advisors
Louisiana
$27.2M +$2.54M +80,691 +11%
EA
23
Ergawealth Advisors
Illinois
$26.9M +$677K +21,507 +3%
BEI
24
Benjamin Edwards Inc
Missouri
$26.4M +$8.42M +267,289 +50%
KIM
25
Kestra Investment Management
Texas
$24.5M -$10.5M -332,664 -31%