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CGMM

Capital Group U.S. Small and Mid Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$388M +$311M +10,263,390 +347%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$268M +$55.1M +1,818,161 +25%
Wells Fargo
3
Wells Fargo
California
$89M +$43.8M +1,443,185 +91%
Osaic Holdings
4
Osaic Holdings
Arizona
$49.5M +$4.58M +150,842 +10%
Pathstone Holdings
5
Pathstone Holdings
New Jersey
$49.3M +$50.6M +1,667,441 +13,978%
Cetera Investment Advisers
6
Cetera Investment Advisers
Illinois
$44.6M +$10.6M +350,828 +30%
Jones Financial Companies
7
Jones Financial Companies
Missouri
$42.5M +$30.6M +1,009,098 +215%
MFG
8
Merit Financial Group
Georgia
$41.2M +$1.32M +43,590 +3%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$40.2M +$13.7M +450,785 +49%
CAPTRUST Financial Advisors
10
CAPTRUST Financial Advisors
North Carolina
$32.7M +$2.34M +77,096 +7%
KIM
11
Kestra Investment Management
Texas
$31.6M +$15.5M +512,078 +91%
SEI Investments
12
SEI Investments
Pennsylvania
$28.7M +$6.88M +226,974 +30%
MML Investors Services
13
MML Investors Services
Massachusetts
$27.8M +$2.83M +93,394 +11%
Northwestern Mutual Wealth Management
14
Northwestern Mutual Wealth Management
Wisconsin
$27.5M +$19.9M +656,161 +233%
Stifel Financial
15
Stifel Financial
Missouri
$27.2M +$1.12M +36,911 +4%
KAS
16
Kestra Advisory Services
Texas
$26.8M +$449K +14,815 +2%
AssetMark Inc
17
AssetMark Inc
California
$26.1M +$4.22M +139,216 +19%
EA
18
Ergawealth Advisors
Illinois
$23.3M +$1.37M +45,009 +6%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$23.3M +$4.83M +159,187 +25%
NA
20
NewEdge Advisors
Louisiana
$21.8M +$2.06M +67,790 +10%
CGPCS
21
Capital Group Private Client Services
California
$21.7M +$7.74M +255,340 +53%
PFA
22
Presper Financial Architects
Ohio
$18.8M +$19.5M +641,703 New
BEI
23
Benjamin Edwards Inc
Missouri
$15.7M +$5.6M +184,671 +53%
MLRA
24
Main Line Retirement Advisors
Montana
$15.4M +$74K +2,440 +0.5%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$15.2M +$2.65M +87,350 +20%