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CGMM

Capital Group U.S. Small and Mid Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$211M +$59.6M +2,096,699 +40%
LPL Financial
2
LPL Financial
California
$85.2M +$27.5M +967,841 +49%
Wells Fargo
3
Wells Fargo
California
$45.8M +$35.1M +1,234,872 +349%
Osaic Holdings
4
Osaic Holdings
Arizona
$44.3M +$20.8M +730,173 +91%
MFG
5
Merit Financial Group
Georgia
$39.2M +$1.26M +44,397 +3%
Cetera Investment Advisers
6
Cetera Investment Advisers
Illinois
$33.7M +$6.68M +234,742 +25%
CAPTRUST Financial Advisors
7
CAPTRUST Financial Advisors
North Carolina
$29.9M +$1.08M +38,007 +4%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$26.5M +$5.61M +197,366 +27%
KAS
9
Kestra Advisory Services
Texas
$25.9M +$24.7M +867,400 +2,797%
Stifel Financial
10
Stifel Financial
Missouri
$25.7M +$8.1M +284,668 +47%
MML Investors Services
11
MML Investors Services
Massachusetts
$24.6M +$3.77M +132,500 +18%
AssetMark Inc
12
AssetMark Inc
California
$21.7M +$6.16M +216,525 +40%
SEI Investments
13
SEI Investments
Pennsylvania
$21.6M +$7.12M +250,107 +50%
EA
14
Ergawealth Advisors
Illinois
$21.6M +$11.8M +416,344 +125%
NA
15
NewEdge Advisors
Louisiana
$19.5M +$3.22M +113,071 +20%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$18.3M +$9.96M +350,003 +123%
KIM
17
Kestra Investment Management
Texas
$16.3M +$16.1M +565,125 New
MLRA
18
Main Line Retirement Advisors
Montana
$15M +$117K +4,109 +0.8%
CGPCS
19
Capital Group Private Client Services
California
$13.9M +$3.35M +117,741 +32%
Jones Financial Companies
20
Jones Financial Companies
Missouri
$13.6M +$10.4M +363,877 +344%
SB
21
Strategic Blueprint
Georgia
$12.6M +$1.41M +49,421 +13%
SI
22
Stephens Inc
Arkansas
$12.5M -$1.26M -44,179 -9%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$12.4M +$8.47M +297,777 +224%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$11.2M +$3.43M +120,689 +45%
CIA
25
Concurrent Investment Advisors
Florida
$10.6M +$1.71M +60,171 +19%