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CGMM

Capital Group U.S. Small and Mid Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$148M +$93.6M +3,358,406 +182%
LPL Financial
2
LPL Financial
California
$56.4M +$46M +1,651,516 +492%
MFG
3
Merit Financial Group
Georgia
$37.4M +$35.6M +1,276,343 +3,216%
CAPTRUST Financial Advisors
4
CAPTRUST Financial Advisors
North Carolina
$28.3M +$2.06M +74,056 +8%
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$26.5M +$18.2M +652,889 +232%
Osaic Holdings
6
Osaic Holdings
Arizona
$22.8M +$10.9M +389,825 +94%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$20.5M +$1.91M +68,591 +10%
MML Investors Services
8
MML Investors Services
Massachusetts
$20.5M +$13.7M +491,458 +214%
Stifel Financial
9
Stifel Financial
Missouri
$17.2M +$9.97M +357,756 +145%
NA
10
NewEdge Advisors
Louisiana
$16M +$1.59M +56,907 +11%
AssetMark Inc
11
AssetMark Inc
California
$15.2M +$13.9M +497,304 +1,332%
MLRA
12
Main Line Retirement Advisors
Montana
$14.7M +$794K +28,488 +6%
SEI Investments
13
SEI Investments
Pennsylvania
$14.2M +$7.17M +257,391 +106%
SI
14
Stephens Inc
Arkansas
$13.6M +$6.05M +217,280 +83%
SB
15
Strategic Blueprint
Georgia
$11M +$939K +33,695 +10%
CGPCS
16
Capital Group Private Client Services
California
$10.4M +$3.06M +109,654 +43%
Wells Fargo
17
Wells Fargo
California
$10M +$9.85M +353,396 New
EA
18
Ergawealth Advisors
Illinois
$9.45M +$6.58M +236,032 +244%
CIA
19
Concurrent Investment Advisors
Florida
$8.77M +$5.91M +211,957 +219%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$8.09M +$7.4M +265,473 +1,374%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$7.56M +$6.5M +233,154 +704%
CCA
22
Coign Capital Advisors
Utah
$6.6M +$6.48M +232,369 New
SFA
23
Souders Financial Advisors
Ohio
$6.55M +$6.16M +221,116 +2,274%
BCI
24
Brinker Capital Investments
Pennsylvania
$6.16M +$5.16M +185,264 +585%
BEI
25
Benjamin Edwards Inc
Missouri
$5.91M +$3.12M +112,076 +116%