Principal Securities’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Principal Securities’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$2.76M	Buy	25,584 +1,638	+7%	+$170K	0.03%	436
2026 Q1	$2.19M	Buy	23,946 +1,192	+5%	+$111K	0.03%	459
2025 Q4	$2.03M	Buy	22,754 +355	+2%	+$32.3K	0.03%	469
2025 Q3	$2.03M	Sell	22,399 -3,203	-13%	-$275K	0.03%	461
2025 Q2	$2.12M	Sell	25,602 -4,077	-14%	-$320K	0.04%	392
2025 Q1	$2.31M	Buy	29,679 +823	+3%	+$65K	0.05%	316
2024 Q4	$2.25M	Sell	28,856 -1,546	-5%	-$122K	0.05%	321
2024 Q3	$2.33M	Buy	30,402 +3,560	+13%	+$262K	0.06%	300
2024 Q2	$1.93M	Sell	26,842 -43	-0.2%	-$3.08K	0.05%	310
2024 Q1	$1.96M	Buy	26,885 +295	+1%	+$21.1K	0.06%	277
2023 Q4	$1.92M	Buy	+26,590	New	+$1.81M	0.07%	263

Other funds holding CWB

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

HCM

Howard Capital Management Roswell, Georgia $8.4B AUM 51.89% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $187B AUM 21.7% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $72.7B AUM 39.36% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Principal Securities's CWB Position: Q2 2026 in Review

Principal Securities increased its State Street SPDR Bloomberg Convertible Securities ETF (CWB) stake by 6.8% in Q2 2026, buying an estimated $170K and bringing the position to 25,584 shares worth $2.76M. The position accounts for 0.03% of the portfolio, ranked #436.

Principal Securities first reported a position in CWB in Q4 2023 and has held it in 11 quarters since. 561 funds tracked by Wall St. Rank hold CWB as of Q2 2026.

Principal Securities held 25,584 shares of State Street SPDR Bloomberg Convertible Securities ETF worth $2.76M as of Q2 2026.
Principal Securities bought 1,638 State Street SPDR Bloomberg Convertible Securities ETF shares in Q2 2026, an estimated $170K.
State Street SPDR Bloomberg Convertible Securities ETF made up 0.03% of Principal Securities's portfolio in Q2 2026, its #436 holding.
Principal Securities first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q4 2023 and has held it in 11 quarters since.
561 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.