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State Street SPDR Bloomberg Convertible Securities ETF

458 hedge funds and large institutions have $2.42B invested in State Street SPDR Bloomberg Convertible Securities ETF in 2023 Q4 according to their latest regulatory filings, with 68 funds opening new positions, 104 increasing their positions, 193 reducing their positions, and 65 closing their positions.

New
Increased
Maintained
Reduced
Closed

137% more call options, than puts

Call options by funds: $3.17M | Put options by funds: $1.33M

5% more first-time investments, than exits

New positions opened: 68 | Existing positions closed: 65

0.34% less ownership

Funds ownership: 66.08%65.74% (-0.34%)

1% less funds holding

Funds holding: 462458 (-4)

18% less capital invested

Capital invested by funds: $2.94B → $2.42B (-$516M)

23% less funds holding in top 10

Funds holding in top 10: 2217 (-5)

46% less repeat investments, than reductions

Existing positions increased: 104 | Existing positions reduced: 193

Holders
458
Holders Change
-4
Holders Change %
-0.87%
% of All Funds
6.68%
Holding in Top 10
17
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-22.73%
% of All Funds
0.25%
New
68
Increased
104
Reduced
193
Closed
65
Calls
$3.17M
Puts
$1.33M
Net Calls
+$1.83M
Net Calls Change
+$1.93M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$282M +$124M +1,826,792 +88%
Bank of America
2
Bank of America
North Carolina
$200M +$2.69M +39,557 +1%
Goldman Sachs
3
Goldman Sachs
New York
$128M +$4.19M +61,717 +4%
Bessemer Group
4
Bessemer Group
New Jersey
$93M
NYLIM
5
New York Life Investment Management
New York
$87.8M +$244K +3,592 +0.3%
LPL Financial
6
LPL Financial
California
$79.3M -$1.39M -20,452 -2%
RAG
7
RIA Advisory Group
Iowa
$74.1M +$55.1M +811,304 New
Wells Fargo
8
Wells Fargo
California
$73.8M -$11.2M -165,005 -14%
PNC Financial Services Group
9
PNC Financial Services Group
Pennsylvania
$68.9M -$3.76M -55,337 -5%
Deutsche Bank
10
Deutsche Bank
Germany
$68.3M -$49K -722 -0.1%
Bank of Montreal
11
Bank of Montreal
Ontario, Canada
$58.8M +$7.26M +106,893 +15%
Ameriprise
12
Ameriprise
Minnesota
$58.1M -$16.3M -240,178 -23%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$42.6M -$145M -2,133,301 -78%
UBS Group
14
UBS Group
Switzerland
$38.8M -$3.61M -53,123 -9%
HHRDM
15
H&H Retirement Design & Management
Nevada
$31.6M +$18.4M +271,365 +161%
Northwestern Mutual Wealth Management
16
Northwestern Mutual Wealth Management
Wisconsin
$29.6M +$1.43M +21,041 +5%
OPAM
17
Ocean Park Asset Management
California
$29.4M +$27.7M +407,478 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$28.6M -$257K -3,779 -0.9%
FBB
19
Fulton Breakefield Broenniman
Maryland
$24.2M -$59.5K -877 -0.3%
DWM
20
Dakota Wealth Management
Florida
$22.2M -$606K -8,923 -3%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$20.7M -$1.93M -28,375 -9%
Nomura Asset Management
22
Nomura Asset Management
Japan
$19.4M -$4.34M -63,900 -19%
Barclays
23
Barclays
United Kingdom
$19.4M -$12.2M -179,675 -40%
GC
24
Guggenheim Capital
Illinois
$17.2M -$1.8M -26,438 -10%
Osaic Holdings
25
Osaic Holdings
Arizona
$16.9M -$64.8M -953,670 -80%

CWB Hedge Fund Activity: Q4 2023 in Review

458 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Bloomberg Convertible Securities ETF (CWB) for Q4 2023, worth a combined $2.42B — down 18% from $2.94B a quarter earlier.

Buyers outnumbered sellers: 68 funds opened new CWB positions and 65 closed out — a net gain of 3 holders — while 104 added to existing stakes and 193 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $124M. The largest seller was AssetMark Inc, cutting an estimated $160M.

  • 458 institutional investors held State Street SPDR Bloomberg Convertible Securities ETF (CWB) as of Q4 2023, down from 462 in Q3 2023.
  • Funds reported $2.42B of State Street SPDR Bloomberg Convertible Securities ETF stock for Q4 2023, down 18% quarter-over-quarter.
  • 68 funds opened new State Street SPDR Bloomberg Convertible Securities ETF positions in Q4 2023 and 65 closed out, a net change of +3 holders.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF buyer in Q4 2023 was Morgan Stanley, an estimated $124M added.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF seller in Q4 2023 was AssetMark Inc, an estimated $160M sold.

Based on aggregated 13F filings for Q4 2023.